Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shamya Munni UllahRBC Capital Markets, LLCMorgan Stanley08-10-2017
Amanda Nicole SaboRBC Capital Markets, LLCMorgan Stanley08-10-2017
Tammy Katherine PiochRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2017
Evan Ehrhardt MaloneRBC Capital Markets, LLCSecurian Financial Services, Inc.08-03-2017
Yanick R. Kolbjornsen MidyetteRBC Capital Markets, LLCMorgan Stanley07-19-2017
Laura Jarris MartinRBC Capital Markets, LLCMorgan Stanley06-29-2017
Melissa M KenshaloRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1006-08-2017
Paul Alan SchulteRBC Capital Markets, LLCJefferies LLC06-01-2017
Brandon Koichi CalhounRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-24-2017
Grant David DevaulRBC Capital Markets, LLCMorgan Stanley05-15-2017
Graham Dylan OkellyRBC Capital Markets, LLCMorgan Stanley05-15-2017
Mary Patricia MosesRBC Capital Markets, LLCMorgan Stanley05-15-2017
Taylor Connell BiehnRBC Capital Markets, LLCMorgan Stanley05-15-2017
Anna PourdavoudRBC Capital Markets, LLCJ.P. Morgan Securities LLC05-09-2017
Hector Cesar MaldonadoRBC Capital Markets, LLCMorgan Stanley04-10-2017
James Franklin Davenport Jr.RBC Capital Markets, LLCRBC Capital Markets, LLC$5001-05-2017
Theodore John SimosRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
Kimberly Anderson BeattyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-09-2016
David PersinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25012-09-2016
Zachary Douglas PersinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
Constance Moton JohnsonRBC Capital Markets, LLCMorgan Stanley11-11-2016
Richard J. FrankelRBC Capital Markets, LLCMorgan Stanley$10011-10-2016
Shawn Shyama PattRBC Capital Markets, LLCMorgan Stanley$10011-10-2016
Joseph Paul PalumboRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Adam Richard FeinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
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Showing 76 to 100 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.