Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey RodvienRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-05-2020
Melissa Lee MarshRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Helen L AbeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
Clifton James KellyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-21-2019
Stuart THOMAS ReillyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-21-2019
Terri Suzanne BrownRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-21-2019
Margarita Dolores PerryRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-28-2019
Patrick Tyrone FarleyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-28-2019
Carl Charles Martin IlgRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-28-2019
Matthew J LarrabureRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2019
Kerry A FarleyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2019
Alon HaimRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Arch F HoffmanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Lu Na XuRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Nick Ciriello Elizabeth ZimmerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$55010-12-2018
Nicholas Blaise CirielloRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-12-2018
Daniel Wilson JohnsonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2018
John Randall PrinceRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2018
Keith Michael LoegeringRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2018
Timothy John CecchinRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Aaron Joseph SiskRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-03-2018
Travis Armand TownsendRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2018
Jennifer Anne MetcalfRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2018
George Brian CastrillonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2017
Larry Prutch Cengiz Volkan Alan Goldstein Neil FujitaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$61010-27-2017
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.