Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amir NavabRBC Capital Markets, LLCMorgan Stanley08-10-2017
Bradley Alexander FinniganRBC Capital Markets, LLCMorgan Stanley$10008-10-2017
Shamya Munni UllahRBC Capital Markets, LLCMorgan Stanley$108-10-2017
Graham Dylan OkellyRBC Capital Markets, LLCMorgan Stanley05-15-2017
Grant David DevaulRBC Capital Markets, LLCMorgan Stanley05-15-2017
Taylor Connell BiehnRBC Capital Markets, LLCMorgan Stanley05-15-2017
Shawn Shyama PattRBC Capital Markets, LLCMorgan Stanley$10011-10-2016
Edmund Joseph Regan IIRBC Capital Markets, LLCMorgan Stanley$14302-19-2016
Andrew Jay BaileyRBC Capital Markets, LLCMorgan Stanley$15002-01-2016
Wesley David PreviantRBC Capital Markets, LLCMorgan Stanley$2506-18-2014
Jose Salvador CanoRBC Capital Markets, LLCMorgan Stanley05-09-2014
Martha Elba RodriguezRBC Capital Markets, LLCMorgan Stanley05-09-2014
Luis Antonio IzaguirreRBC Capital Markets, LLCMorgan Stanley05-08-2014
Gary Scott Huband Jr.RBC Capital Markets, LLCMorgan Stanley02-12-2014
Jack Theodore JohnsonRBC Capital Markets, LLCMorgan Stanley09-11-2013
Kristian Pfeil SorensenRBC Capital Markets, LLCMorgan Stanley$15006-07-2013
Lisa Dick HellerichRBC Capital Markets, LLCMorgan Stanley05-17-2013
Christina Ko TalbotRBC Capital Markets, LLCMorgan Stanley05-01-2013
Courtney Elice AllenRBC Capital Markets, LLCMorgan Stanley11-09-2012
James Edward NielsenRBC Capital Markets, LLCMorgan Stanley$2506-04-2012
Alan Robert SawayaRBC Capital Markets, LLCMorgan Stanley05-06-2010
Michael William RovensRBC Capital Markets, LLCMorgan Stanley05-06-2010
Howard Raymond Barkley Jr.RBC Capital Markets, LLCMorgan Stanley06-12-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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