Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hormoz Shon SalehRBC Capital Markets, LLCMorgan Stanley08-10-2020
Michael James LadgeRBC Capital Markets, LLCMorgan Stanley$10008-10-2020
Joseph Edward SulentorRBC Capital Markets, LLCMorgan Stanley$5008-10-2020
Michael Brandon AllenRBC Capital Markets, LLCMorgan Stanley$5008-10-2020
Jeffrey Dell RedfordRBC Capital Markets, LLCMorgan Stanley07-15-2019
Brandon Todd YorkRBC Capital Markets, LLCMorgan Stanley$10011-07-2018
Christopher Michael SpenceRBC Capital Markets, LLCMorgan Stanley$5011-07-2018
William Dale WhittingtonRBC Capital Markets, LLCMorgan Stanley07-10-2018
Amir Navab Bradley Finnigan and Shamya UllahRBC Capital Markets, LLCMorgan Stanley$26908-10-2017
Bradley Alexander FinniganRBC Capital Markets, LLCMorgan Stanley08-10-2017
Shamya Munni UllahRBC Capital Markets, LLCMorgan Stanley08-10-2017
Amanda Nicole SaboRBC Capital Markets, LLCMorgan Stanley08-10-2017
Grant David DevaulRBC Capital Markets, LLCMorgan Stanley05-15-2017
Graham Dylan OkellyRBC Capital Markets, LLCMorgan Stanley05-15-2017
Mary Patricia MosesRBC Capital Markets, LLCMorgan Stanley05-15-2017
Taylor Connell BiehnRBC Capital Markets, LLCMorgan Stanley05-15-2017
Hector Cesar MaldonadoRBC Capital Markets, LLCMorgan Stanley04-10-2017
Richard Frankel Shawn PattRBC Capital Markets, LLCMorgan Stanley$50711-10-2016
Richard Jerome FrankelRBC Capital Markets, LLCMorgan Stanley$15011-10-2016
Shawn Shyama PattRBC Capital Markets, LLCMorgan Stanley11-10-2016
Edmund Joseph Regan IIRBC Capital Markets, LLCMorgan Stanley$14302-19-2016
Andrew Jay BaileyRBC Capital Markets, LLCMorgan Stanley$15002-01-2016
Alisha Virag WesserRBC Capital Markets, LLCMorgan Stanley12-15-2014
Patrick Kevin MckiernanRBC Capital Markets, LLCMorgan Stanley$5006-18-2014
Wesley David PreviantRBC Capital Markets, LLCMorgan Stanley$2506-18-2014
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.