Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abu B M FarukhRaymond James & Associates, Inc.Morgan Stanley$10002-29-2012
Alan Miles GriffinRaymond James & Associates, Inc.D.A. Davidson & Co.$15010-15-2018
Alana P ScottRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-30-2017
Andrew James StoutRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-05-2012
Andrew Michael WaldbaumRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-10-2014
Andrew Robert HutchesonRaymond James & Associates, Inc.UBS Financial Services Inc.12-20-2017
Ariel BobroffRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Arthur William Mcallister Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2009
Brad Andrew ManuilowRaymond James & Associates, Inc.Virtu Americas LLC04-10-2013
Brennan J. TurnerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-18-2020
Brennan J. TurnerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-18-2020
Brennan J. TurnerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-18-2020
Carmelo Anthony BattagliaRaymond James & Associates, Inc.Morgan Stanley02-12-2018
Caspar Tudor-PoleRaymond James & Associates, Inc.J.P. Morgan Securities LLC04-12-2018
Charles Donovan AlfaroRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-26-2019
Charles Isaacs, David PallerRaymond James & Associates, Inc.UBS Financial Services Inc. $36004-30-2020
Christophe Dupin De Saint CyrRaymond James & Associates, Inc.Waddell & Reed02-22-2011
Christopher Alan ClapinskiRaymond James & Associates, Inc.Morgan Stanley$2502-01-2011
Christopher Allen HornerRaymond James & Associates, Inc.Morgan Stanley$10010-25-2010
Christopher James NolanRaymond James & Associates, Inc.Morgan Stanley$5010-20-2017
Christopher S. WengRaymond James & Associates, Inc.UBS Financial Services Inc.05-30-2019
Clinton Grant GravesRaymond James & Associates, Inc.Morgan Stanley$5002-26-2016
Collin Larry RiglerRaymond James & Associates, Inc.RBC Capital Markets, LLC$20112-14-2017
Courtney KershawRaymond James & Associates, Inc.Wedbush Securities Inc.12-02-2011
Craig WeisRaymond James & Associates, Inc.UBS Financial Services Inc. $13005-22-2020
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Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.