Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter Roland StevensonRaymond James & Associates, Inc.Morgan Stanley$10010-11-2018
Deanna V DerosaRaymond James & Associates, Inc.Morgan Stanley$25710-20-2017
John Alen DerosaRaymond James & Associates, Inc.Morgan Stanley$10010-20-2017
Christopher James NolanRaymond James & Associates, Inc.Morgan Stanley$5010-20-2017
Jeffrey Ryan ArdantzRaymond James & Associates, Inc.Morgan Stanley11-09-2016
Jacob R LewisRaymond James & Associates, Inc.Morgan Stanley06-10-2016
Mark Joel RubinRaymond James & Associates, Inc.Morgan Stanley03-24-2016
Clinton Grant GravesRaymond James & Associates, Inc.Morgan Stanley$6902-26-2016
John Hugo DelahayeRaymond James & Associates, Inc.Morgan Stanley12-11-2015
Karl Elden HertigRaymond James & Associates, Inc.Morgan Stanley$5008-28-2015
Shannon Kuykendall BennettRaymond James & Associates, Inc.Morgan Stanley$10004-14-2015
Patricia Lynn RamirezRaymond James & Associates, Inc.Morgan Stanley04-10-2015
Stephen Robert BesseRaymond James & Associates, Inc.Morgan Stanley$10005-02-2014
Erik Jack WillangerRaymond James & Associates, Inc.Morgan Stanley11-16-2012
Misty Fatema FarukhRaymond James & Associates, Inc.Morgan Stanley$1003-02-2012
Abu B M FarukhRaymond James & Associates, Inc.Morgan Stanley$5002-29-2012
Warren Frederick WilsonRaymond James & Associates, Inc.Morgan Stanley$20004-18-2011
Valerie Cavalcante D'AddonaRaymond James & Associates, Inc.Morgan Stanley$10004-18-2011
John Edward KwiatkowskiRaymond James & Associates, Inc.Morgan Stanley$2504-18-2011
Christopher Allen HornerRaymond James & Associates, Inc.Morgan Stanley10-25-2010
David Scott NotricaRaymond James & Associates, Inc.Morgan Stanley08-28-2009
Marcia Louise BloemendaalRaymond James & Associates, Inc.Morgan Stanley08-28-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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