Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew George RoweRaymond James & Associates, Inc.Morgan Stanley$5002-18-2020
Cristopher Evan CuevasRaymond James & Associates, Inc.Morgan Stanley01-03-2020
Lauriann DelayRaymond James & Associates, Inc.Morgan Stanley09-12-2019
Kevin Clark CalenzaniRaymond James & Associates, Inc.Morgan Stanley04-11-2019
Walter Roland StevensonRaymond James & Associates, Inc.Morgan Stanley$10010-11-2018
Joseph James KlauzarRaymond James & Associates, Inc.Morgan Stanley$15009-28-2018
Judith Mae Franks LeytonRaymond James & Associates, Inc.Morgan Stanley06-25-2018
Carmelo Anthony BattagliaRaymond James & Associates, Inc.Morgan Stanley02-12-2018
John Alen DerosaRaymond James & Associates, Inc.Morgan Stanley$10010-20-2017
Deanna V DerosaRaymond James & Associates, Inc.Morgan Stanley$25710-20-2017
Christopher James NolanRaymond James & Associates, Inc.Morgan Stanley$5010-20-2017
William Wilson BestRaymond James & Associates, Inc.Morgan Stanley10-20-2017
Kirk Gerard Aguer Jr.Raymond James & Associates, Inc.Morgan Stanley06-14-2017
Jeffrey Ryan ArdantzRaymond James & Associates, Inc.Morgan Stanley11-09-2016
Jacob R LewisRaymond James & Associates, Inc.Morgan Stanley06-10-2016
Mark Joel RubinRaymond James & Associates, Inc.Morgan Stanley03-24-2016
Clinton Grant GravesRaymond James & Associates, Inc.Morgan Stanley$5002-26-2016
John Hugo DelahayeRaymond James & Associates, Inc.Morgan Stanley12-11-2015
Karl Elden HertigRaymond James & Associates, Inc.Morgan Stanley$5008-28-2015
Vicki Southern GrayRaymond James & Associates, Inc.Morgan Stanley$10004-14-2015
Shannon Kuykendall BennettRaymond James & Associates, Inc.Morgan Stanley$10004-14-2015
Patricia Lynn RamirezRaymond James & Associates, Inc.Morgan Stanley04-10-2015
Michael Gray SchipperRaymond James & Associates, Inc.Morgan Stanley$5011-03-2014
Stephen Robert BesseRaymond James & Associates, Inc.Morgan Stanley$10005-02-2014
Erik Jack WillangerRaymond James & Associates, Inc.Morgan Stanley11-16-2012
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.