Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Robert HamaguchiRaymond James Financial Services, Inc.Addison Avenue Financial Partners, LLC01-18-2012
Richard Anthony CamachoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$2511-17-2017
Guido CosenzaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.02-19-2016
Dionne Michelle TerzoliRaymond James Financial Services, Inc.BancWest Investment Services, Inc.08-05-2014
Lance Avery DunnRaymond James Financial Services, Inc.BancWest Investment Services, Inc.02-28-2011
Evan Taejin ChungRaymond James Financial Services, Inc.Cantella & Co., Inc.07-17-2019
Nancy Elizabeth Lewis-HeliotesRaymond James Financial Services, Inc.Cetera Advisor Networks LLC09-25-2017
John Robert Pira Jr.Raymond James Financial Services, Inc.Cetera Investment Services LLC07-06-2009
Eddy Chiwen WangRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.01-16-2018
Hsun Fion ShihRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.02-09-2016
Diane Louise LudwigRaymond James Financial Services, Inc.Chase Investment Services Corp.09-08-2009
Jeffrey Donor BarreraRaymond James Financial Services, Inc.Chase Investment Services Corp.09-04-2009
Dustin Cobey HoflandRaymond James Financial Services, Inc.Chase Investment Services Corp.08-26-2009
Myriam Maurice PadillaRaymond James Financial Services, Inc.Chase Investment Services Corp.08-25-2009
James Paul Kefalas IIIRaymond James Financial Services, Inc.Chase Investment Services Corp.04-29-2009
Fred Berne McNeelyRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-22-2009
Donald Dudley WoodhouseRaymond James Financial Services, Inc.Citigroup Global Markets Inc.04-17-2009
Julie Janette Young-SedilloRaymond James Financial Services, Inc.Crown Capital Securities, L.P.10-05-2017
Carlos Enrique Caceres Jr.Raymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
Alan John DavisRaymond James Financial Services, Inc.CUSO Financial Services, L.P.$1009-19-2019
Robert A. Koba Jr.Raymond James Financial Services, Inc.CUSO Financial Services, L.P.$15009-19-2019
Terrance William ArgesRaymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
Samuel AhnRaymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
Kasha Brook McLemoreRaymond James Financial Services, Inc.CUSO Financial Services, L.P.$5001-18-2012
Robert Nicholas SageRaymond James Financial Services, Inc.CUSO Financial Services, L.P.01-18-2012
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Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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