Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austin Heberger Gavin LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$35005-23-2019
Robert Anthony LockhartRaymond James Financial Services, Inc.Edward Jones08-28-2020
Matthew Allen TaylorRaymond James Financial Services, Inc.Montgomery Taylor Wealth Management08-04-2020
Pearl ShaefferRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2020
Alicia MartinezRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2020
Christopher John TylerRaymond James Financial Services, Inc.Commonwealth Financial Network02-27-2020
Deborah Ann JuranRaymond James Financial Services, Inc.RBC Capital Markets, LLC$10001-30-2020
Melissa Mary Louise PaddockRaymond James Financial Services, Inc.RBC Capital Markets, LLC01-30-2020
Roderic Lamarr Smith SrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-17-2020
Kenneth William Newberry IIRaymond James Financial Services, Inc.Waddell & Reed$10001-17-2020
David Ray ColleyRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
David Alan TamashiroRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
James Peter Mills-WinklerRaymond James Financial Services, Inc.Waddell & Reed$1001-17-2020
Deana Jean DyjorRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
Dane CBKH GambillRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
Wade Brendan LokkaRaymond James Financial Services, Inc.Edward Jones$5012-26-2019
Jerry Paul SimpsonRaymond James Financial Services, Inc.Avantax Investment Services, Inc.$2512-23-2019
Steven Ramon KurtaRaymond James Financial Services, Inc.Equitable Advisors, LLC12-13-2019
Daniel Domingo AnderleRaymond James Financial Services, Inc.CUSO Financial Services, L.P.10-21-2019
Richard Hays Englehart JrRaymond James Financial Services, Inc.Strategic Wealth Advisors Group09-27-2019
Amir Ata BararRaymond James Financial Services, Inc.Strategic Wealth Advisors Group$5009-27-2019
Craig Michael WeinsteinRaymond James Financial Services, Inc.Strategic Wealth Advisors Group09-27-2019
Jacarri Claiborne WilliamsRaymond James Financial Services, Inc.BOK Financial Securities, Inc.09-23-2019
Carlos Enrique Caceres JrRaymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
Sreeni T RaoRaymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
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Showing 1 to 25 of 172 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.