Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John L. BabautaRaymond James Financial Services, Inc.Cetera Investment Services LLC04-13-2020
Christopher John TylerRaymond James Financial Services, Inc.Commonwealth Financial Network02-27-2020
Renata Karin CaricoRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.01-31-2020
Melissa Mary Louise PaddockRaymond James Financial Services, Inc.RBC Capital Markets, LLC01-30-2020
David Alan TamashiroRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
Deana Jean DyjorRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
Dane C.B.K.H. GambillRaymond James Financial Services, Inc.Waddell & Reed01-17-2020
Wade Brendan LokkaRaymond James Financial Services, Inc.Edward Jones12-26-2019
Steven Ramon KurtaRaymond James Financial Services, Inc.AXA Advisors, LLC12-13-2019
Daniel Domingo AnderleRaymond James Financial Services, Inc.CUSO Financial Services, L.P.10-21-2019
Craig Michael WeinsteinRaymond James Financial Services, Inc.Strategic Wealth Advisors Group09-27-2019
Jacarri Claiborne WilliamsRaymond James Financial Services, Inc.BOK Financial Securities, Inc.09-23-2019
Carlos Enrique Caceres Jr.Raymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
Benjamin LemoineRaymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
Terrance William ArgesRaymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
Samuel AhnRaymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
Tate Thomas LaheyRaymond James Financial Services, Inc.Edward Jones09-18-2019
Sarah Noella SantanaRaymond James Financial Services, Inc.Edward Jones08-02-2019
Evan Taejin ChungRaymond James Financial Services, Inc.Cantella & Co., Inc.07-17-2019
Christopher HartRaymond James Financial Services, Inc.Thrivent Investment Management Inc.06-14-2019
Joseph Dwayne OlheiserRaymond James Financial Services, Inc.Morgan Stanley02-25-2019
Brian Vahan SerimianRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-18-2019
Richard Duarte Adona IIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2018
Michele Ann IngRaymond James Financial Services, Inc.Edward Jones11-05-2018
Christopher Andrew MeltonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-05-2018
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Showing 1 to 25 of 249 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.