Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austin Heberger, Gavin LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$35005-23-2019
Gavin Andrew LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-23-2019
Austin Norris Heberger Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
Carolyn Marie Parenti-PearsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-18-2019
Thad Anthony OrtezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5011-02-2018
Dean R. ZackRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-05-2018
Christopher Andrew MeltonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-05-2018
Giuseppe Francesco ViscontiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-18-2018
Jeffrey Robert CarterRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1011-22-2017
Stevan Thomas DorityRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$14310-31-2017
Joseph Brian WaltersRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-02-2017
Paulette Lisa JacobsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC06-02-2017
Ryan David GordonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$17105-26-2017
Jarrod Christopher MartinezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-05-2017
Ian RosenfieldRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-28-2016
Michael Amsel RossiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-28-2016
Dominic Lawrence RepettiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15005-27-2016
Kevin Ray McFarlandRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-27-2016
Damon Eugene DelilloRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-27-2016
Neelab NaibkhylRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-27-2016
Michael James RozovicsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-27-2016
Claudia Cypher KaneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-30-2011

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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