Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evan Taejin ChungRaymond James Financial Services, Inc.Cantella & Co., Inc.07-17-2019
Christopher HartRaymond James Financial Services, Inc.Thrivent Investment Management Inc.06-14-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
Austin Norris Heberger Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
Gavin Andrew LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-23-2019
Sean M. O'BrienRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-26-2019
Joseph Dwayne OlheiserRaymond James Financial Services, Inc.Morgan Stanley02-25-2019
David Mark WolfleyRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-08-2019
Carolyn Marie Parenti-PearsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-18-2019
Brian Vahan SerimianRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-18-2019
Jeremy N. WissRaymond James Financial Services, Inc.MML Investors Services, LLC$5001-08-2019
Leon Ralph RoussoRaymond James Financial Services, Inc.Centaurus Financial, Inc.$2501-04-2019
Martina HamiltonRaymond James Financial Services, Inc.The Wealth Consulting Group$8711-29-2018
Amy Nuttall ZwaanRaymond James Financial Services, Inc.The Wealth Consulting Group$10011-29-2018
Richard Duarte Adona IIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2018
Michele Ann IngRaymond James Financial Services, Inc.Edward Jones11-05-2018
Thad Anthony OrtezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5011-02-2018
Kirk BadiiRaymond James Financial Services, Inc.UBS Financial Services Inc.$15008-20-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.