Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric R CortezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$5005-31-2019
William Barrett KeeslingSecurities America, Inc.Principal Securities Inc.$10005-20-2019
Bart Warren RichardsonSecurities America, Inc.Royal Alliance Associates, Inc.$2503-01-2019
Brett M GattaSecurities America, Inc.Park Avenue Securities LLC02-08-2019
Daniel Gardner ConverseSecurities America, Inc.Principal Securities, Inc.10-03-2018
Sandra Kay CadeSecurities America, Inc.Edward Jones$15009-10-2018
Ryan Hugh James McgrawSecurities America, Inc.LPL Financial LLC09-04-2018
Jorge Varela LopezSecurities America, Inc.Qualified Planning08-06-2018
Paul WrightSecurities America, Inc.Edward Jones05-21-2018
Kyle Wesley JohnsonSecurities America, Inc.Raymond James & Associates, Inc.$105-18-2018
David P LacroixSecurities America, Inc.UBS Financial Services Inc.$15005-10-2018
Reynaldo Perez Jr.Securities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2018
Ronald O'Neil RigganSecurities America, Inc.Waddell & Reed$104-30-2018
Kevin Andrew HarbackSecurities America, Inc.Ostrofe Financial Consultants Inc04-20-2018
Timothy George MansellSecurities America, Inc.Wells Fargo Clearing Services, LLC$2504-02-2018
Olga VasilenkoSecurities America, Inc.Waddell & Reed$5003-14-2018
Ralph Irvin Glasgow IIISecurities America, Inc.MML Investors Services, LLC02-26-2018
Mandeep Kaur BasraSecurities America, Inc.Edward Jones01-29-2018
Jason Bryan OwyangSecurities America, Inc.Fidelity Brokerage Services LLC01-10-2018
Rena Terese MaySecurities America, Inc.National Planning Corporation11-22-2017
Lisa Scott LagorioSecurities America, Inc.National Planning Corporation$2511-15-2017
Robert Steven WolfSecurities America, Inc.National Planning Corporation$111-10-2017
William Edward SpriggsSecurities America, Inc.National Planning Corporation$5011-08-2017
Barbara JolliffeSecurities America, Inc.National Planning Corporation$1011-06-2017
Natalie A LeiningerSecurities America, Inc.National Planning Corporation$2511-03-2017
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Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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