Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Grant ThompsonSecurities America, Inc.1st Global Capital Corp.$5008-01-2019
Jeffrey E HallSecurities America, Inc.AFA Financial Group, LLC05-21-2010
Peter Myron AugustineSecurities America, Inc.American Portfolios Financial Services, Inc.$101-17-2013
Mark Tracy FlowersSecurities America, Inc.AMS Capital Management LLC$5010-02-2012
Adam Greggory Mark HartrumSecurities America, Inc.AssetMark Brokerage, LLC09-19-2016
Nzinga Nwakaego NyaguaSecurities America, Inc.AXA Advisors, LLC11-13-2015
Jennifer ErdmannSecurities America, Inc.AXA Advisors, LLC09-01-2013
Christopher David CoxSecurities America, Inc.Banc of America Investment Services, Inc.$2504-01-2009
Lloyd Luvern Capps Jr.Securities America, Inc.Banc of America Investment Services, Inc.$4403-19-2009
Mary Connor LimontSecurities America, Inc.Cambridge Investment Research, Inc.08-13-2015
Jacob J ReidSecurities America, Inc.Capital Insight Partners, LLC$612-08-2016
Shane Patrick BrosnanSecurities America, Inc.Capital Synergy Partners05-28-2015
Teri Renee GlaspySecurities America, Inc.Centaurus Financial, Inc.$111-01-2017
Fred E. CroySecurities America, Inc.Centaurus Financial, Inc.$7710-31-2017
Terry Lee KerrSecurities America, Inc.Cetera Advisor Networks LLC$2508-31-2016
Gina Marie DuryeaSecurities America, Inc.Cetera Advisor Networks LLC06-22-2016
Anthony Lawrence SafferSecurities America, Inc.Cetera Advisor Networks LLC$5004-30-2014
Audrey Ellen ColemanSecurities America, Inc.Cetera Advisor Networks LLC$104-30-2014
Jack Christian HoltSecurities America, Inc.Cetera Advisor Networks LLC03-12-2012
David Joseph PearlSecurities America, Inc.Cetera Advisor Networks LLC02-10-2012
Charles Kingston ArnoldSecurities America, Inc.Cetera Advisors LLC10-17-2016
Robert J LunaSecurities America, Inc.Crown Capital Securities, L.P.07-18-2017
Jennifer Goux LindgrenSecurities America, Inc.Eagle One Investments, LLC12-14-2012
Brian Jonathan MatzSecurities America, Inc.Edelman Financial Services LLC02-17-2015
Sandra Kay CadeSecurities America, Inc.Edward Jones$15009-10-2018
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Showing 1 to 25 of 154 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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