Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason George WernerSecurities America, Inc.Wells Fargo Investments, LLC07-02-2009
Timothy George MansellSecurities America, Inc.Wells Fargo Clearing Services, LLC$2504-02-2018
Raymond K BramerSecurities America, Inc.Wells Fargo Clearing Services, LLC07-25-2017
Roland Sasvary ChristopherSecurities America, Inc.Wells Fargo Clearing Services, LLC$5006-20-2014
Francesco Natale RuggeriSecurities America, Inc.Wells Fargo Clearing Services, LLC$5007-02-2013
Herbert Lee Nealy Jr.Securities America, Inc.Wells Fargo Clearing Services, LLC$2505-01-2013
Nicholas Alan WeberSecurities America, Inc.Wells Fargo Clearing Services, LLC01-11-2013
Lynn Richard Calvert IISecurities America, Inc.Wells Fargo Clearing Services, LLC03-19-2012
Eric R CortezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$5005-31-2019
Christina Lindsey OrtaSecurities America, Inc.Walton Securities, Inc.01-29-2014
Ronald O'Neil RigganSecurities America, Inc.Waddell & Reed04-30-2018
Olga VasilenkoSecurities America, Inc.Waddell & Reed$5003-14-2018
Nona Parmelee BelousSecurities America, Inc.Waddell & Reed$1010-11-2017
Alfred Lawrence HymansSecurities America, Inc.Voya Financial Advisors, Inc.$1001-27-2017
Peggine Troy TellezSecurities America, Inc.Voya Financial Advisors, Inc.$2512-18-2013
Katherine Ann InmanSecurities America, Inc.VALIC Financial Advisors, Inc.$5005-07-2009
Shawn Mathew WarrenSecurities America, Inc.United Planners' Financial Services of America A Limited Partner$10004-26-2016
Blair Alan Van BurenSecurities America, Inc.United Planners' Financial Services of America A Limited Partner$2504-25-2016
David P LacroixSecurities America, Inc.UBS Financial Services Inc.$15005-10-2018
John William BonhamSecurities America, Inc.UBS Financial Services Inc.$2503-24-2009
Alejandro VuksicSecurities America, Inc.U.S. Bancorp Investments, Inc.$15002-25-2020
George NshanyanSecurities America, Inc.U.S. Bancorp Investments, Inc.$1006-10-2015
Daniel Adam KravitzSecurities America, Inc.Transamerica Financial Advisors, Inc01-16-2020
William SellersSecurities America, Inc.Transamerica Financial Advisors, Inc04-04-2016
Elliott Charles Cox IISecurities America, Inc.TradingBlock04-24-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.