Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David George MartinSecurities America, Inc.ePlanning Securities, Inc.01-08-2009
Thomas Kevin ThorsonSecurities America, Inc.ePlanning Securities, Inc.01-08-2009
Blake Courtney ReaSecurities America, Inc.NYLIFE Securities LLC01-28-2009
Lloyd Luvern Capps Jr.Securities America, Inc.Banc of America Investment Services, Inc.$2503-19-2009
John William BonhamSecurities America, Inc.UBS Financial Services Inc.$2503-24-2009
Katherine Ann InmanSecurities America, Inc.VALIC Financial Advisors, Inc.$5005-07-2009
Charles Fernand Farrell IISecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-25-2009
Jason George WernerSecurities America, Inc.Wells Fargo Investments, LLC07-02-2009
Jeffrey E. HallSecurities America, Inc.AFA Advisor Services LLC$15005-21-2010
Tammy Ann RamsaySecurities America, Inc.Morgan Stanley08-20-2010
Terence Owen SmithSecurities America, Inc.Horace Mann Investors, Inc.09-29-2010
Jennifer YehSecurities America, Inc.Morgan Stanley11-30-2011
David Joseph PearlSecurities America, Inc.Cetera Advisor Networks LLC02-10-2012
Matthew Kristian TodsenSecurities America, Inc.Pacific West Securities, Inc.02-13-2012
Jack Christian HoltSecurities America, Inc.Cetera Advisor Networks LLC03-12-2012
Lynn Richard Calvert IISecurities America, Inc.Wells Fargo Clearing Services, LLC03-19-2012
John Cunningham LindseySecurities America, Inc.Edward Jones$15003-30-2012
Matthew Lee GreinerSecurities America, Inc.Edward Jones06-01-2012
Leon Patrick McGroartySecurities America, Inc.Financial Telesis Inc07-31-2012
Marina Alexandra ArmbrusterSecurities America, Inc.New England Securities08-01-2012
Mark Tracy FlowersSecurities America, Inc.AMS Capital Management LLC10-02-2012
Elias Robert ReynaSecurities America, Inc.Principal Securities, Inc.12-13-2012
Nicholas Alan WeberSecurities America, Inc.Wells Fargo Clearing Services, LLC01-11-2013
Peter Myron AugustineSecurities America, Inc.Regal Investment Advisors LLC01-17-2013
Jerome Henry SullivanSecurities America, Inc.National Planning Corporation03-27-2013
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Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.