Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taylor Browman, Tyler WeaverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$24006-07-2019
Josh Wiley Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8505-17-2019
Brad JacksonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$14905-17-2019
Steve MedakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8705-17-2019
Bruce TicknorStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$4905-10-2019
Michael Emmett FloodStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-22-2019
William Dickinson LinasStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$102-22-2019
Jerod Raymond HavelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-06-2018
Virginia Kimiye PanjvaniStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2509-05-2018
Brian David BissellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-09-2018
Jeffrey Stewart SuttonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10007-27-2018
Kerry John ManganoStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00007-16-2018
Howard Joseph AshlockStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$19606-22-2018
David Anthony BeachStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-21-2018
Larry Dwayne MaddoxStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2506-12-2018
Brian Daniel GruberStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$27905-18-2018
Asma MahmoodStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$4705-17-2018
Randall Kyle AndersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5004-26-2018
Christopher Anthony PaganelliStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-09-2017
Donna Judith KaneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15005-11-2017
Eric Todd DiminoStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15003-15-2017
Edwin Anthony BarrettoStifel, Nicolaus & Company, IncorporatedBTIG, LLC12-07-2016
Joseph John MamerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$10010-27-2016
Jason Robert RudolphStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15010-21-2016
Andrea Marsha GoldsteinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-01-2016
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Showing 1 to 25 of 196 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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