Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Glenn NeweyStifel, Nicolaus & Company, IncorporatedAIG Capital Services, Inc.$1002-01-2010
Manuel Dewayne MendoncaStifel, Nicolaus & Company, IncorporatedAllstate Financial Services, LLC01-12-2012
Mark Beauchamp JohnsonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.07-25-2016
John Thomas Kendall IIStifel, Nicolaus & Company, IncorporatedBlack Creek Capital Markets, LLC$15008-29-2016
Edwin Anthony BarrettoStifel, Nicolaus & Company, IncorporatedBTIG, LLC12-07-2016
Robert Charles GoldmanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-19-2009
Linda Louise DrummondStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-18-2009
John George AnesonStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$2504-24-2009
Macgregor HunterStifel, Nicolaus & Company, IncorporatedCrowell Weedon & Co.$2501-17-2014
Stephen James RohdeStifel, Nicolaus & Company, IncorporatedCrowell, Weedon & Co.10-01-2013
Evan HennessyStifel, Nicolaus & Company, IncorporatedCrowell, Weedon & Co.$5008-19-2011
Thomas Bradford BennettStifel, Nicolaus & Company, IncorporatedEdward Jones03-12-2012
Ryan Gregory CurtisStifel, Nicolaus & Company, IncorporatedEdward Jones$601-11-2012
Misty Heather CastleStifel, Nicolaus & Company, IncorporatedFidelity Brokerage Services LLC09-10-2015
Noah Corrigan BurnsStifel, Nicolaus & Company, IncorporatedFirst Trust Portfolios L.P.07-29-2013
Kenneth Scott SparlingStifel, Nicolaus & Company, IncorporatedH&R Block Financial Advisors, Inc.06-03-2009
Andrew Scott HarveyStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$15009-25-2015
Brett David LevinsonStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$15009-25-2015
Harvey FrankStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$15009-25-2015
Wyatt Thomas FarmerStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$15009-25-2015
Joseph McgannStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$5003-27-2015
Kyle Allen GrossartStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$103-27-2015
Daniel J RobinsonStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$5012-06-2012
Neil HattemStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$15007-26-2012
Frank Aurelio VillarrealStifel, Nicolaus & Company, IncorporatedJ.P. Morgan Securities LLC11-23-2015
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Showing 1 to 25 of 197 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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