Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Alan GomesStrategic Advisers LLCBBVA Securities Inc.04-18-2018
Kathleen Kemp SantosStrategic Advisers LLCAlt Fund Distributions LLC10-30-2017
Patrick Pak Chun LeeStrategic Advisers LLCBancWest Investment Services, Inc.10-27-2017
Cornel CatrinaStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
Marc CourlandStrategic Advisers LLCNorthwestern Mutual Investment Services, LLC08-22-2017
Daniel Lewis DavisStrategic Advisers LLCMercer Allied Company, L.P.08-10-2017
Anton G ZheleznovStrategic Advisers LLCScottrade, Inc.07-18-2017
David Matthew FringsStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2017
Pamela Michelle EdwardsStrategic Advisers LLCE*TRADE Securities LLC07-10-2017
Dixin ZhengStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2017
Kristina Joan GrafStrategic Advisers LLCAltegris Investments, LLC06-02-2017
Michael Gene GibsonStrategic Advisers LLCPrincipal Funds Distributor, Inc.05-17-2017
Michael James GunnarStrategic Advisers LLCPacific Select Distributors, LLC05-12-2017
Neal Andrew ReclusStrategic Advisers LLCWaddell & Reed05-12-2017
Colby Michael Neal-TanStrategic Advisers LLCFirst Allied Securities, Inc.05-01-2017
James Robert ZgliniecStrategic Advisers LLCCentaurus Financial, Inc.04-06-2017
Yumi HirataStrategic Advisers LLCE*TRADE Securities LLC03-21-2017
Michael Gerald McgrathStrategic Advisers LLCUmpqua Investments, Inc.02-23-2017
Julie Anne MarxenStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2017
Daniel Paul Mcgovern IIIStrategic Advisers LLCPolaris Greystone Financial Group, LLC02-07-2017
Michael Joseph OlsenStrategic Advisers LLCFisher Investments01-25-2017
Samuel SosaStrategic Advisers LLCJ.P. Morgan Securities LLC01-23-2017
Salma Zoher RasheedStrategic Advisers LLCWells Fargo Clearing Services, LLC11-09-2016
Torian John PizzolaStrategic Advisers LLCFriar Wealth Management11-01-2016
Donna Lai Ying LeeStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2016
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Showing 1 to 25 of 117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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