Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Alan GomesStrategic Advisers LLCBBVA Securities Inc.04-18-2018
Kathleen Kemp SantosStrategic Advisers LLCAlt Fund Distributions LLC10-30-2017
Patrick Pak Chun LeeStrategic Advisers LLCBancWest Investment Services, Inc.10-27-2017
Cornel CatrinaStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
Marc CourlandStrategic Advisers LLCNorthwestern Mutual Investment Services, LLC08-22-2017
Daniel Lewis DavisStrategic Advisers LLCMercer Allied Company, L.P.08-10-2017
Anton G ZheleznovStrategic Advisers LLCScottrade, Inc.07-18-2017
David Matthew FringsStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2017
Pamela Michelle EdwardsStrategic Advisers LLCE*TRADE Securities LLC07-10-2017
Dixin ZhengStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2017
Kristina Joan GrafStrategic Advisers LLCAltegris Investments, LLC06-02-2017
Michael Gene GibsonStrategic Advisers LLCPrincipal Funds Distributor, Inc.05-17-2017
Michael James GunnarStrategic Advisers LLCPacific Select Distributors, LLC05-12-2017
Neal Andrew ReclusStrategic Advisers LLCWaddell & Reed05-12-2017
Colby Michael Neal-TanStrategic Advisers LLCFirst Allied Securities, Inc.05-01-2017
James Robert ZgliniecStrategic Advisers LLCCentaurus Financial, Inc.04-06-2017
Yumi HirataStrategic Advisers LLCE*TRADE Securities LLC03-21-2017
Michael Gerald McgrathStrategic Advisers LLCUmpqua Investments, Inc.02-23-2017
Julie Anne MarxenStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2017
Daniel Paul Mcgovern IIIStrategic Advisers LLCPolaris Greystone Financial Group, LLC02-07-2017
Michael Joseph OlsenStrategic Advisers LLCFisher Investments01-25-2017
Samuel SosaStrategic Advisers LLCJ.P. Morgan Securities LLC01-23-2017
Salma Zoher RasheedStrategic Advisers LLCWells Fargo Clearing Services, LLC11-09-2016
Torian John PizzolaStrategic Advisers LLCFriar Wealth Management11-01-2016
Donna Lai Ying LeeStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2016
Next Page »

Showing 1 to 25 of 117 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.