Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Mayberry FodreaStrategic Advisers LLCAIG Capital Services, Inc.10-28-2015
Kathleen Kemp SantosStrategic Advisers LLCAlt Fund Distributions LLC10-30-2017
Kristina Joan GrafStrategic Advisers LLCAltegris Investments, LLC06-02-2017
Quyen Phuong ThaiStrategic Advisers LLCAmeriprise Financial Services, Inc.09-29-2016
John David EngstromStrategic Advisers LLCAmeriprise Financial Services, Inc.06-29-2016
Joshua Joseph GrasselStrategic Advisers LLCAmeriprise Financial Services, Inc.02-13-2015
Francisco Ramos BarajasStrategic Advisers LLCAmeriprise Financial Services, Inc.01-25-2013
David John LoughlinStrategic Advisers LLCBanc of America Investment Services, Inc.05-27-2009
Patrick Pak Chun LeeStrategic Advisers LLCBancWest Investment Services, Inc.10-27-2017
Dae Young Daeyoung ChungStrategic Advisers LLCBancWest Investment Services, Inc.07-28-2016
Peter ShuStrategic Advisers LLCBancWest Investment Services, Inc.10-22-2015
Michael Alan GomesStrategic Advisers LLCBBVA Securities Inc.04-18-2018
Njambi Purdy HooksStrategic Advisers LLCBeacon Pointe Wealth Advisors, LLC12-18-2014
James Francis GriffithStrategic Advisers LLCBTIG, LLC08-21-2015
James Robert ZgliniecStrategic Advisers LLCCentaurus Financial, Inc.04-06-2017
Jeff Randall BorgesStrategic Advisers LLCCharles Schwab & Co., Inc.04-06-2016
Tina WangStrategic Advisers LLCCharles Schwab & Co., Inc.02-01-2016
Kevin Dylan KellyStrategic Advisers LLCCharles Schwab & Co., Inc.11-06-2012
Patrick Glenn JakowchikStrategic Advisers LLCCharles Schwab & Co., Inc.10-05-2011
Sumiko Clara Yamada ChungStrategic Advisers LLCCharles Schwab & Co., Inc.02-11-2011
Ryan Gerald MyersStrategic Advisers LLCChase Investment Services Corp.04-24-2012
Wahid NurieStrategic Advisers LLCChase Investment Services Corp.04-24-2012
Sean Roderick IrwinStrategic Advisers LLCChase Investment Services Corp.10-11-2011
Peter Samir BoulosStrategic Advisers LLCChase Investment Services Corp.08-19-2011
Aj Paul WaliaStrategic Advisers LLCChase Investment Services Corp.09-29-2010
Next Page »

Showing 1 to 25 of 117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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