Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Eugene EndicottStrategic Advisers LLCTIAA-CREF Individual & Institutional Services, LLC06-07-2018
Glen Eric MonroeStrategic Advisers LLCCharles Schwab & Co., Inc.08-21-2017
Dixin ZhengStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2017
Kristina Joan GrafStrategic Advisers LLCAltegris Investments, LLC06-02-2017
Annie H ChikStrategic Advisers LLCMorgan Stanley05-04-2017
Alissa Anne KroegerStrategic Advisers LLCSC Distributors, LLC02-02-2017
Jennifer Sunshine KistnerStrategic Advisers LLCStrategic Advisers LLC01-25-2017
Kourosh Kevin VahabzadehStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2017
Wei Han Jack ChangStrategic Advisers LLCMorgan Stanley08-31-2016
Alexey Igorivich Caswell-YatsenkoStrategic Advisers LLCCharles Schwab & Co., Inc.11-03-2015
Nicholas Faison SafritStrategic Advisers LLCFinTrust Brokerage Services, LLC$2509-16-2014
Christine Walker MatthewStrategic Advisers LLCL & S Advisors, Inc06-13-2013
Christopher Raymond RickStrategic Advisers LLCMorgan Stanley11-03-2011
Jamie Michael LimaStrategic Advisers LLCMorgan Stanley$1008-15-2011
James John BuriStrategic Advisers LLCAmeriprise Financial Services, LLC$104-06-2011

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.