Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Dana ObornTD Ameritrade Investment Management, LLCFidelity Personal and Workplace Advisors07-12-2019
Donald J Liffengren JrTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.07-09-2019
Richard Lee BassettTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.06-13-2019
Jimmy Dao LinTD Ameritrade Investment Management, LLCFidelity Personal and Workplace Advisors04-04-2019
Thomas HannaTD Ameritrade Investment Management, LLCCitigroup Global Markets Inc.02-12-2019
Rodley Talavera FabieTD Ameritrade Investment Management, LLCSilicon Valley Capital Advisors, LLC$1001-02-2019
Ali PoswalTD Ameritrade Investment Management, LLCE*TRADE Securities LLC01-02-2019
James Patrick BlaineTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.12-18-2018
Christopher B SoukupTD Ameritrade Investment Management, LLCFidelity Personal and Workplace Advisors12-17-2018
Samuel C ShermanTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2018
Tony Man Wah ChiuTD Ameritrade Investment Management, LLCMorgan Stanley09-25-2018
Madelyn Haree KimTD Ameritrade Investment Management, LLCJ.P. Morgan Securities LLC09-19-2018

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.