Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Terry ChipianU.S. Bancorp Investments, Inc.LPL Financial LLC09-14-2020
Miguel Angel EsquivelU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC06-26-2020
Ronny InnigerU.S. Bancorp Investments, Inc.PFG Advisors05-11-2020
Alejandra Vanesa RiveraU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-04-2020
Attaley Amber HernandezU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-23-2020
Salim AugustynU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-03-2020
Victor H AvilaU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC10-16-2019
Teodoro UytingbanU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC10-15-2019
Mardee M FormalesU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-08-2019
Adam Michael FranklinU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC09-20-2019
Michelle Lynne SwintU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC09-12-2019
Richard Michael DelaneyU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC09-03-2019
Alisa Darlene TorresU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC08-09-2019
Liwon Hanna RafouU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC08-08-2019
Debra Jill Shibou-SlavinU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.06-17-2019
Eric Wenqi MaU.S. Bancorp Investments, Inc.HSBC Securities (USA) Inc.06-17-2019
Deborah Lee-KavousiU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-16-2019
Esper B ElhelouU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-16-2019
Mark Bessone BurnsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-25-2019
Antonio Rafael RosadoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, LLC03-14-2019
Mohammed Safieddine AyalaU.S. Bancorp Investments, Inc.LPL Financial LLC03-14-2019
Michael James RodgersU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC02-19-2019
Jacob Tyler KohutU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC02-08-2019
Tiffany Cao WenzelU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC02-05-2019
Eli MoellerU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$5001-14-2019
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.