Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Antonio Rafael RosadoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$1003-14-2019
Robert Allen BenderU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.09-21-2017
Liny LiU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.$15007-01-2015
Chee Chung HonU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.01-16-2014
Jessica Kirsten MohrmanU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.$104-02-2013
John Stuart HudnallU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.11-28-2012
Arthur James Johnson IIIU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.11-07-2012
Mark Jon EspinozaU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.09-28-2012
Jeremy Adam FreitasU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.08-07-2012
Vincent Ronald Lagatta IIU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.05-01-2012
David Roger OlnickU.S. Bancorp Investments, Inc.BNY Mellon Capital Markets, LLC06-01-2009
Clift Richard O'ByawU.S. Bancorp Investments, Inc.Cetera Advisors LLC$5004-27-2015
Mitchell Eugene MarriottU.S. Bancorp Investments, Inc.Cetera Financial Specialists LLC06-01-2012
Nava Goldenberg SpivakU.S. Bancorp Investments, Inc.Cetera Investment Services LLC07-14-2011
Clement Lancelot ChichesterU.S. Bancorp Investments, Inc.Cetera Investment Services LLC06-18-2010
Brittney Jade SiasU.S. Bancorp Investments, Inc.Cetera Investment Services LLC06-01-2010
Rodney Brian SmithU.S. Bancorp Investments, Inc.Cetera Investment Services LLC02-02-2009
Ian A GeevesU.S. Bancorp Investments, Inc.Chase Investment Services Corp.07-03-2012
Eric Michael YudisU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$5005-31-2012
Kenneth Rick CraigU.S. Bancorp Investments, Inc.Chase Investment Services Corp.06-15-2011
Daryl Allan SalcedoU.S. Bancorp Investments, Inc.Chase Investment Services Corp.05-02-2011
Caleb Christopher MaherU.S. Bancorp Investments, Inc.Chase Investment Services Corp.04-15-2011
Eric Michael SheffronU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$103-16-2011
Natalie Lynn TerrasasU.S. Bancorp Investments, Inc.Chase Investment Services Corp.12-31-2010
James William SchusterU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$112-13-2010
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Showing 1 to 25 of 192 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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