Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodney Brian SmithU.S. Bancorp Investments, Inc.Cetera Investment Services LLC02-02-2009
Bruce Leroy BeamanU.S. Bancorp Investments, Inc.LPL Financial LLC02-19-2009
Gilbert Benjamin AcedoU.S. Bancorp Investments, Inc.LPL Financial LLC02-19-2009
Jyoti NarsaiU.S. Bancorp Investments, Inc.LPL Financial LLC02-19-2009
Angela Y. NganU.S. Bancorp Investments, Inc.LPL Financial LLC02-19-2009
Thomas Howard ArthurU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC04-02-2009
Gregory Erich SchmidtU.S. Bancorp Investments, Inc.Wamu Investments, Inc.$20004-28-2009
David Roger OlnickU.S. Bancorp Investments, Inc.BNY Mellon Capital Markets, LLC06-01-2009
Seana ChungU.S. Bancorp Investments, Inc.Essex National Securities, LLC$2507-31-2009
Victor Fouad IbrahimU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-09-2009
Francisco Javier RodriguezU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-15-2009
Daniel Ernest NeedlerU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-26-2009
David Long EllisU.S. Bancorp Investments, Inc.Chase Investment Services Corp.11-02-2009
Ngoc-Yen T DoU.S. Bancorp Investments, Inc.Chase Investment Services Corp.11-18-2009
Mirtha Diana BazanU.S. Bancorp Investments, Inc.Chase Investment Services Corp.12-01-2009
Michael Thomas MillsU.S. Bancorp Investments, Inc.Chase Investment Services Corp.12-03-2009
Violette Fouad FabioU.S. Bancorp Investments, Inc.Chase Investment Services Corp.12-07-2009
Michael Joseph MildonU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.12-14-2009
Jobani SanabriaU.S. Bancorp Investments, Inc.Chase Investment Services Corp.12-16-2009
Jeong Han KimU.S. Bancorp Investments, Inc.Chase Investment Services Corp.12-18-2009
Rumy LopezU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.12-21-2009
Kyle Frederick HodgesU.S. Bancorp Investments, Inc.Principal Securities, Inc.12-22-2009
Kent H. ChungU.S. Bancorp Investments, Inc.Chase Investment Services Corp.12-31-2009
Christian F. CruzU.S. Bancorp Investments, Inc.Chase Investment Services Corp.12-31-2009
Joseph David GreenU.S. Bancorp Investments, Inc.Chase Investment Services Corp.01-01-2010
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Showing 1 to 25 of 248 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.