Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael FranklinU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC09-20-2019
Adam R PerezU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$15002-16-2010
Adama GuiroU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.06-01-2015
Alejandra Vanesa RiveraU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-04-2020
Ali MoallemU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-30-2018
Alisa Darlene TorresU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC08-09-2019
Andre Rene RamirezU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC08-12-2016
Angel U Velasquez SiqueirosU.S. Bancorp Investments, Inc.Chase Investment Services Corp.03-31-2010
Angela Y NganU.S. Bancorp Investments, Inc.LPL Financial LLC02-19-2009
Antonio Rafael RosadoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, LLC03-14-2019
Attaley Amber HernandezU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-23-2020
Barry Gale BrundageU.S. Bancorp Investments, Inc.Comerica Securities$10003-01-2011
Benjamin K WestU.S. Bancorp Investments, Inc.Morgan Stanley11-27-2018
Brian Alfredo SalgueroU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC01-09-2019
Brittany Rae TrudgeonU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC08-30-2017
Caleb C MaherU.S. Bancorp Investments, Inc.Chase Investment Services Corp.04-15-2011
Callender F DominguezU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.03-07-2018
Carlos Alberto NaranjoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$15009-30-2015
Carlos Alberto SanchezU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC02-02-2017
Carol Rita SymonsU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2012
Cesar A BlancoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC03-09-2017
Christopher Michael ButlerU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2017
Cleveland AshleyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$5005-30-2013
Dan Julius NguyenU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-25-2018
Daniel Ernest NeedlerU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-26-2009
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.