Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clark B. HooverUBS Financial Services Inc.Acacia Blue Asset Management07-16-2013
Michael Christian GlombUBS Financial Services Inc.ADP Broker-Dealer, Inc.07-30-2012
Stephen Michael LafataUBS Financial Services Inc.Alethea Capital Management, LLC12-18-2015
Blair CannonUBS Financial Services Inc.AllianceBernstein L.P.07-29-2015
Lorraine Gabrielle JordanUBS Financial Services Inc.Allstate Financial Services, LLC03-24-2016
Richard J TribianoUBS Financial Services Inc.Ameriprise Financial Services, Inc.10-13-2015
David Matthew DietrichUBS Financial Services Inc.Ameriprise Financial Services, Inc.06-13-2013
Ronald Wayne PhillisUBS Financial Services Inc.B. Riley FBR, Inc.07-12-2011
Mark Andrew TunneyUBS Financial Services Inc.Bel Air Securities LLC$1,00007-18-2016
Daniel J HurwitzUBS Financial Services Inc.BTIG, LLC04-14-2016
Kristyn Louanne VincentUBS Financial Services Inc.Charles Schwab & Co., Inc.02-27-2012
James Tyler BoonUBS Financial Services Inc.Charles Schwab & Co., Inc.05-14-2010
Daryush Sean JahanbiglooUBS Financial Services Inc.Chase Investment Services Corp.$2502-28-2011
Robert D. CanoUBS Financial Services Inc.Chase Investment Services Corp.12-20-2010
Valerie Ann CisnerosUBS Financial Services Inc.Citigroup Global Markets Inc.04-04-2014
Angel K. ChenUBS Financial Services Inc.Citigroup Global Markets Inc.09-05-2013
Leticia Claudia GoenagaUBS Financial Services Inc.Citigroup Global Markets Inc.$2512-07-2012
Benjamin Elie AslanUBS Financial Services Inc.Citigroup Global Markets Inc.02-02-2012
Paul Steven WishingradUBS Financial Services Inc.Citigroup Global Markets Inc.$2505-29-2009
Justin Daniel EquitzUBS Financial Services Inc.Citigroup Global Markets Inc.$5005-01-2009
Erik Curtis WoodUBS Financial Services Inc.Citigroup Global Markets Inc.04-17-2009
Perry A. Armand NovakUBS Financial Services Inc.Citigroup Global Markets Inc.04-03-2009
Andrew Morgan GalewskiUBS Financial Services Inc.Citigroup Global Markets Inc.03-13-2009
Christopher Stephan RadiciUBS Financial Services Inc.Citigroup Global Markets Inc.$2503-13-2009
Victor Eugene KaridakesUBS Financial Services Inc.Citigroup Global Markets Inc.$1,00003-06-2009
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Showing 1 to 25 of 412 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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