Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas MelohnUBS Financial Services Inc.Morgan Stanley$20009-29-2017
Thomas Hillis Melohn Jr.UBS Financial Services Inc.Morgan Stanley$23109-22-2017
Lauren Olivia MaUBS Financial Services Inc.Morgan Stanley09-22-2017
Rodney Haug, Oliver DudaUBS Financial Services Inc.Morgan Stanley$60006-10-2016
Rodney Colon HaugUBS Financial Services Inc.Morgan Stanley$8606-10-2016
Oliver DudaUBS Financial Services Inc.Morgan Stanley06-10-2016
Michael Anton Del Vecchio Jr.UBS Financial Services Inc.Morgan Stanley$2501-07-2016
Lori Suzanne RobinsonUBS Financial Services Inc.Morgan Stanley$1401-07-2016
Michael Parker Sherman Jr.UBS Financial Services Inc.Morgan Stanley$1011-06-2015
Ryan Ying-Nam ChengUBS Financial Services Inc.Morgan Stanley$2510-02-2015
Robert Micheal StringerUBS Financial Services Inc.Morgan Stanley10-02-2015
Julie Ann ChoyUBS Financial Services Inc.Morgan Stanley$5010-01-2015
Douglas Kent ClayburnUBS Financial Services Inc.Morgan Stanley$2508-14-2015
Denis Georges RoyUBS Financial Services Inc.Morgan Stanley$10003-20-2015
Michael Sidney GrosseUBS Financial Services Inc.Morgan Stanley03-20-2015
Michael Karl EnzUBS Financial Services Inc.Morgan Stanley$2503-10-2015
John Frank BruzzoneUBS Financial Services Inc.Morgan Stanley$10002-27-2015
Edward Joseph SilvaUBS Financial Services Inc.Morgan Stanley$2502-27-2015
John Victor LipariUBS Financial Services Inc.Morgan Stanley12-12-2014
Susan Marie Beth RomaineUBS Financial Services Inc.Morgan Stanley$10010-24-2014
Jonathan BolterUBS Financial Services Inc.Morgan Stanley$10008-01-2014
Wynne Yu-Chih IUBS Financial Services Inc.Morgan Stanley06-06-2014
Jessica Ann SeiwertUBS Financial Services Inc.Morgan Stanley$10002-20-2014
Todd Jared CarboneUBS Financial Services Inc.Morgan Stanley02-20-2014
Jean Carlo FerrerUBS Financial Services Inc.Morgan Stanley12-17-2013
Next Page »

Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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