Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Phillip VeltoUBS Financial Services Inc.Morgan Stanley$5001-31-2013
Andrew Rathbun WilsonUBS Financial Services Inc.Morgan Stanley$15009-21-2012
Anthony Scott KyberUBS Financial Services Inc.Morgan Stanley12-08-2011
Brad Benter, Ken Abady, Steve DeMatteoUBS Financial Services Inc.Morgan Stanley04-26-2011
Bradford Carter BenterUBS Financial Services Inc.Morgan Stanley$10004-19-2011
Chad Allen TaylorUBS Financial Services Inc.Morgan Stanley$5001-11-2013
Chris Marc JetteUBS Financial Services Inc.Morgan Stanley$5008-31-2012
Christopher Gale McGeheeUBS Financial Services Inc.Morgan Stanley11-18-2013
Christopher GeorgeUBS Financial Services Inc.Morgan Stanley$10004-28-2011
Clinton GeeUBS Financial Services Inc.Morgan Stanley$15006-07-2010
Damon Anthony FocaracciUBS Financial Services Inc.Morgan Stanley$10005-25-2012
Dane Christopher AbbottUBS Financial Services Inc.Morgan Stanley11-01-2010
Daniel Charles SternUBS Financial Services Inc.Morgan Stanley$10004-05-2012
Denis Georges RoyUBS Financial Services Inc.Morgan Stanley$10003-20-2015
Diane Marie GalvinUBS Financial Services Inc.Morgan Stanley$5011-02-2012
Douglas Johnson, Daniel LeganUBS Financial Services Inc.Morgan Stanley$38005-17-2010
Douglas Kent ClayburnUBS Financial Services Inc.Morgan Stanley$2508-14-2015
Douglas Lee JohnsonUBS Financial Services Inc.Morgan Stanley$15005-12-2010
Edward Joseph SilvaUBS Financial Services Inc.Morgan Stanley$2502-27-2015
Emily Shu-Zhen ChanUBS Financial Services Inc.Morgan Stanley$1012-06-2010
Frank Florez HsinUBS Financial Services Inc.Morgan Stanley10-28-2011
Frederick Francis Telarico Jr.UBS Financial Services Inc.Morgan Stanley04-29-2011
George Allen YackeyUBS Financial Services Inc.Morgan Stanley$10011-10-2011
Helen Adams VollmerUBS Financial Services Inc.Morgan Stanley11-09-2012
Henry Shinji MurakamiUBS Financial Services Inc.Morgan Stanley$10011-17-2011
Next Page »

Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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