Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Casi Michael DilevaUnionBanc Investment Services, LLCAllstate Distributors, L.L.C.08-31-2009
Damian Blake HayesUnionBanc Investment Services, LLCAllstate Financial Services, LLC04-05-2010
Victor Emmanuel PortilloUnionBanc Investment Services, LLCAmeriprise Financial Services, Inc.02-04-2016
Keliikai Seto Ah Mook CastilloUnionBanc Investment Services, LLCBanc of America Investment Services, Inc.04-27-2009
Dara A RocchiUnionBanc Investment Services, LLCBancWest Investment Services, Inc.08-12-2016
Ryan K YasukawaUnionBanc Investment Services, LLCBancWest Investment Services, Inc.05-16-2016
Michael Ken HawkesUnionBanc Investment Services, LLCBancWest Investment Services, Inc.$2501-14-2016
Tamara Elise HeinigUnionBanc Investment Services, LLCBancWest Investment Services, Inc.09-01-2015
Vera Jalilla FeldbuschUnionBanc Investment Services, LLCBancWest Investment Services, Inc.$104-27-2015
James Thomas Slane Jr.UnionBanc Investment Services, LLCBancWest Investment Services, Inc.10-30-2014
Craig Stephen MaytubbyUnionBanc Investment Services, LLCBancWest Investment Services, Inc.01-28-2013
Jon Phillip BatchelorUnionBanc Investment Services, LLCBancWest Investment Services, Inc.11-28-2012
Fumi SuzukiUnionBanc Investment Services, LLCBancWest Investment Services, Inc.09-04-2012
Martina HamiltonUnionBanc Investment Services, LLCBancWest Investment Services, Inc.05-22-2012
Chih-Tao MaUnionBanc Investment Services, LLCBancWest Investment Services, Inc.07-05-2011
Kristen Boyd PetreeUnionBanc Investment Services, LLCBBVA Compass Investment Solutions, Inc.04-08-2013
Gabriel Parris Domenici Jr.UnionBanc Investment Services, LLCBBVA Compass Investment Solutions, Inc.09-24-2012
Paul J. CastroUnionBanc Investment Services, LLCBBVA Securities Inc.08-24-2016
Robin Doreen MartinUnionBanc Investment Services, LLCCetera Investment Services LLC$5005-07-2013
Brigitte Lois NichollsUnionBanc Investment Services, LLCCetera Investment Services LLC04-17-2013
Aishana Aninda SamarasenaUnionBanc Investment Services, LLCCetera Investment Services LLC$104-10-2013
Robert Douglas PappaniUnionBanc Investment Services, LLCCetera Investment Services LLC04-02-2013
Barbara Ann LuisUnionBanc Investment Services, LLCCetera Investment Services LLC03-08-2013
Derrick Peter MoggUnionBanc Investment Services, LLCCetera Investment Services LLC03-08-2013
Bettina Jane BehalUnionBanc Investment Services, LLCCetera Investment Services LLC07-13-2009
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Showing 1 to 25 of 261 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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