Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tony David MayWedbush Securities Inc.Stifel, Nicolaus & Company, Incorporated$10002-11-2020
Anthony Aries MolinaWedbush Securities Inc.Stifel, Nicolaus & Company, Incorporated02-11-2020
Andrew H. LeeWedbush Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
Robert William KennallyWedbush Securities Inc.Morgan Stanley12-16-2019
Tuan Minh TranWedbush Securities Inc.Wells Fargo Clearing Services, LLC09-12-2019
Donald Lee GorschWedbush Securities Inc.UBS Financial Services Inc.08-21-2019
Michael Duane KrmpotichWedbush Securities Inc.Stifel, Nicolaus & Company, Incorporated08-02-2019
Frank Carl Story Jr.Wedbush Securities Inc.Stifel, Nicolaus & Company, Incorporated06-28-2019
Noma Ketan PatelWedbush Securities Inc.AXA Advisors, LLC06-07-2019
Hardeep SinghWedbush Securities Inc.Wells Fargo Clearing Services, LLC03-18-2019
Ryan Scott AllingWedbush Securities Inc.Edward Jones01-30-2019
Marvin EgorinWedbush Securities Inc.Wells Fargo Clearing Services, LLC$2501-18-2019
Ken Marc HutkinWedbush Securities Inc.Morgan Stanley11-02-2018
Paul Matthew DelzioWedbush Securities Inc.Edward Jones09-26-2018
John Blair KnothWedbush Securities Inc.Morgan Stanley$15009-13-2018
Timothy Joseph CantyWedbush Securities Inc.Wells Fargo Clearing Services, LLC$2509-07-2018
David Roger HironsWedbush Securities Inc.RBC Capital Markets, LLC05-25-2018
Kiet Vi LaWedbush Securities Inc.Wells Fargo Clearing Services, LLC$1604-30-2018
Alfred Phillip SternWedbush Securities Inc.Morgan Stanley$10004-04-2018
Aaron James McclainWedbush Securities Inc.AXA Advisors, LLC12-14-2017
Michael Benjamin JamesWedbush Securities Inc.T3 Trading Group, LLC10-23-2017
Terence Douglas WelshWedbush Securities Inc.D.A. Davidson & Co.10-16-2017
Michael Charles GoytonWedbush Securities Inc.Avantax Investment Services, Inc.08-10-2017
Chuck John Hilliard IIWedbush Securities Inc.Kestra Investment Services, LLC$2505-16-2017
Gregory John Chachas Jr.Wedbush Securities Inc.Wells Fargo Clearing Services, LLC$10002-13-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.