Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Antoni Enrique LucasWedbush Securities Inc.Beverly Hills Wealth Management, LLC$2504-14-2014
James Wesley BillerWedbush Securities Inc.Citigroup Global Markets Inc.$2501-22-2010
Bruce Wayne JacobsonWedbush Securities Inc.Citigroup Global Markets Inc.$1001-08-2010
Brian Jonathan MatzWedbush Securities Inc.Cooper McManus$10112-20-2016
Charles David CarpenterWedbush Securities Inc.Crowell, Weedon & Co.$5008-16-2011
Caleb Nathaniel RussellWedbush Securities Inc.Crowell, Weedon & Co.08-12-2011
Terence Douglas WelshWedbush Securities Inc.D.A. Davidson & Co.10-16-2017
Brian Scott KurlanWedbush Securities Inc.Echotrade LLC05-25-2012
Ryan Scott AllingWedbush Securities Inc.Edward Jones01-30-2019
Donald Charles NelsonWedbush Securities Inc.First Wall Street Corp.01-02-2009
John Robert McParlaneWedbush Securities Inc.First Wall Street Corp.$20001-01-2009
John Scott AllingWedbush Securities Inc.First Wall Street Corp.$5001-01-2009
James Patrick StephanWedbush Securities Inc.First Wall Street Corp.$5001-01-2009
David Wei Keung WongWedbush Securities Inc.First Wall Street Corp.$5001-01-2009
Karen Elizabeth BradyWedbush Securities Inc.First Wall Street Corp.01-01-2009
Paul Dean DebbanWedbush Securities Inc.First Wall Street Corp.01-01-2009
Jonathan Carr PerkinsWedbush Securities Inc.First Wall Street Corp.01-01-2009
Robert Frank KinschWedbush Securities Inc.First Wall Street Corp.01-01-2009
Robert Emerson FriedmanWedbush Securities Inc.First Wall Street Corp.01-01-2009
Thomas John HowatWedbush Securities Inc.First Wall Street Corp.01-01-2009
Bradley Scott TitusWedbush Securities Inc.First Wall Street Corp.01-01-2009
Karl Austin PettijohnWedbush Securities Inc.J.P. Morgan Securities LLC$10005-26-2016
Daniel Ian StieffWedbush Securities Inc.LPL Financial LLC12-07-2015
James Reeve LarewWedbush Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2009
Carol Valentin Munoz Jr.Wedbush Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2009
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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