Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Donald BacichWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00007-05-2019
Timothy James BloemhofWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-19-2019
William Howard GombergWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-23-2019
Jodie Marie KesslerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-23-2019
Michael David McQuilkinWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-22-2019
Derek Leon DraperWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10010-19-2018
John Edward Draper Sr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10010-19-2018
Nestor Andrew TurczanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC08-16-2018
Alan Brian WattsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC03-12-2018
David Leslie NaftzgerWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5002-22-2018
Chong Uk NamWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC01-05-2018
Daniel Hugh McCombsWells Fargo Advisors Financial Network, LLCMorgan Stanley$10010-06-2017
Theodore James TadeusiakWells Fargo Advisors Financial Network, LLCMorgan Stanley$9709-14-2017
Stephen E. BarberWells Fargo Advisors Financial Network, LLCStifel, Nicolaus & Company, Incorporated$2507-26-2017
Jordan V. VarelaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$23107-07-2017
Raquel ReynoldsWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2017
Tyler Joseph PolsonWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2106-30-2017
Paul William ZambriskiWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2017
Bryan Kanoa MisajonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-05-2017
Robert Patrick HuttenWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2016
Wesley WongWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$15009-30-2016
Brett P. GoldbergWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5009-30-2016
Butch Marc SafyurtluWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5009-16-2016
Curt Joseph Di GiacomoWells Fargo Advisors Financial Network, LLCMorgan Stanley09-09-2016
Christopher Aaron PalmerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-02-2016
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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