Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abby Edwards DinkinsWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25011-02-2012
Alan Richard LarsenWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$50008-10-2012
Andrea Ruth KlipfelWells Fargo Advisors Financial Network, LLCEdward Jones$10003-15-2013
Andrew Oreilly CarriganWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Anne Elizabeth NorrisWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25005-23-2016
Aubrey Claire RobertsonWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.01-15-2016
Bradley Lawrence AzevedoWells Fargo Advisors Financial Network, LLCEdward Jones$25006-28-2013
Bradley Lewis NewmanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-03-2016
Brett P. GoldbergWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$50009-30-2016
Brian Douglas StewartWells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-26-2013
Brian Randall GibsonWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Butch Marc SafyurtluWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$50009-16-2016
Cathie Ann JoughinWells Fargo Advisors Financial Network, LLCWedbush Securities Inc.$49008-01-2018
Charles Paul ElliottWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-20-2012
Chris Patrick McCraryWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$15002-14-2013
Christina JespersonWells Fargo Advisors Financial Network, LLCTriad Advisors LLC$50009-14-2015
Christopher Aaron PalmerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-02-2016
Craig Eugene HawesWells Fargo Advisors Financial Network, LLCEdward Jones$50004-19-2013
Curt Joseph Di GiacomoWells Fargo Advisors Financial Network, LLCMorgan Stanley09-09-2016
Curtis Lawrence RachWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10010-08-2015
Daniel Hugh McCombsWells Fargo Advisors Financial Network, LLCMorgan Stanley$10010-06-2017
Daniel Michael RacicotWells Fargo Advisors Financial Network, LLCMorgan Stanley$10010-11-2013
David Jason DrotarWells Fargo Advisors Financial Network, LLCMorgan Stanley$19811-01-2017
David Jay TaborelliWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.11-16-2012
David Leslie NaftzgerWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$50002-22-2018
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Showing 1 to 25 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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