Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Perris Clayton KaufmanWells Fargo Advisors Financial Network, LLCWestern International Securities, Inc.10-10-2019
Stephen Elwain BarberWells Fargo Advisors Financial Network, LLCStifel, Nicolaus & Company, Incorporated07-26-2017
Raquel ReynoldsWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2017
Brett P GoldbergWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.09-30-2016
Butch Marc SafyurtluWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.09-16-2016
Christopher Aaron PalmerWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2016
Michael Feland BuddWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Randall Frank GibsonWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Dwayne Alexander MichaelWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Andrew Oreilly CarriganWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Matthew Arthur PetersenWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Lykia YangWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Brian Randall GibsonWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Bradley Lewis NewmanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2016
Zachary Evan BrevermanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2016
Anne Elizabeth NorrisWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2016
Joseph Vincent VolzWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2016
William E HargroveWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2016
Matthew Norman MorrisonWells Fargo Advisors Financial Network, LLCMorgan Stanley03-18-2016
James Patrick MurrayWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2016
Shahab Ali MoradianWells Fargo Advisors Financial Network, LLCMorgan Stanley02-12-2016
William David AltavillaWells Fargo Advisors Financial Network, LLCMid Atlantic Capital Corporation12-01-2015
Roberta Suzanne HunterWells Fargo Advisors Financial Network, LLCMorgan Stanley10-09-2015
Curtis Lawrence RachWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-08-2015
Jud Swaim CraryWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.10-08-2015
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.