Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jodie Marie KesslerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-23-2019
Michael David McQuilkinWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-22-2019
Nestor Andrew TurczanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC08-16-2018
Alan Brian WattsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC03-12-2018
Chong Uk NamWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC01-05-2018
Raquel ReynoldsWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2017
Paul William ZambriskiWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2017
Robert Patrick HuttenWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2016
Curt Joseph Di GiacomoWells Fargo Advisors Financial Network, LLCMorgan Stanley09-09-2016
Andrew Oreilly CarriganWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Brian Randall GibsonWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Randall Frank GibsonWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Nadia AntiiWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-07-2016
Zachary Evan BrevermanWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2016
William David AltavillaWells Fargo Advisors Financial Network, LLCMid Atlantic Capital Corporation12-01-2015
Roberta Suzanne HunterWells Fargo Advisors Financial Network, LLCMorgan Stanley10-09-2015
Glenn Gregory MillerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-21-2015
Jon Matthew LeedomWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-21-2015
Joseph Daniel BerginWells Fargo Advisors Financial Network, LLCB. Riley And Co. Inc.07-08-2014
Sean Nezar AliWells Fargo Advisors Financial Network, LLCMorgan Stanley12-20-2013
Kevin Michael FurlongWells Fargo Advisors Financial Network, LLCMorgan Stanley11-08-2013
John Philip Toman Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley08-23-2013
Michael Joseph Kazmer, Larry Alan Bernstein, Abby Edwards DinkinsWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2012
Lance Thomas Mackall, Ricardo YanezWells Fargo Advisors Financial Network, LLCChase Investment Services Corp.08-10-2012
Randall Dominic ZelkoWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.02-24-2012
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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