Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Hugh McCombsWells Fargo Advisors Financial Network, LLCMorgan Stanley$10010-06-2017
Theodore James TadeusiakWells Fargo Advisors Financial Network, LLCMorgan Stanley$9709-14-2017
Curt Joseph Di GiacomoWells Fargo Advisors Financial Network, LLCMorgan Stanley09-09-2016
Dwayne Alexander MichaelWells Fargo Advisors Financial Network, LLCMorgan Stanley$15008-19-2016
Matthew Arthur PetersenWells Fargo Advisors Financial Network, LLCMorgan Stanley$10008-19-2016
Lykia YangWells Fargo Advisors Financial Network, LLCMorgan Stanley$5008-19-2016
Michael Feland BuddWells Fargo Advisors Financial Network, LLCMorgan Stanley$5008-19-2016
Andrew Oreilly CarriganWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Brian Randall GibsonWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
Randall Frank GibsonWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2016
James Oliver Ritchie, Noorez Ali-Anil ThobaniWells Fargo Advisors Financial Network, LLCMorgan Stanley$1004-21-2016
Matthew Norman MorrisonWells Fargo Advisors Financial Network, LLCMorgan Stanley$5003-18-2016
Shahab Ali MoradianWells Fargo Advisors Financial Network, LLCMorgan Stanley$7502-12-2016
Roberta Suzanne HunterWells Fargo Advisors Financial Network, LLCMorgan Stanley10-09-2015
Robert Casey FryeWells Fargo Advisors Financial Network, LLCMorgan Stanley$15008-24-2015
Jerod Andrew WurmWells Fargo Advisors Financial Network, LLCMorgan Stanley$5008-24-2015
Sean Nezar AliWells Fargo Advisors Financial Network, LLCMorgan Stanley12-20-2013
Kevin Michael FurlongWells Fargo Advisors Financial Network, LLCMorgan Stanley11-08-2013
Daniel Michael Racicot, Perry Higginson Bacon Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley$10010-11-2013
John Philip Toman Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley08-23-2013
Brian Douglas StewartWells Fargo Advisors Financial Network, LLCMorgan Stanley$15007-26-2013
Joel Thomas ChitieaWells Fargo Advisors Financial Network, LLCMorgan Stanley$15005-06-2011
Paul Edward Artof, Jason Robert ArtofWells Fargo Advisors Financial Network, LLCMorgan Stanley$15005-03-2011
Garrick Philip UpdegraphWells Fargo Advisors Financial Network, LLCMorgan Stanley04-27-2011
Dominic Louis GrecoWells Fargo Advisors Financial Network, LLCMorgan Stanley$2508-12-2010
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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