Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Charles FrandellWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Jack RutledgeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Tiffany SaxonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Joseph Andrew WolfWells Fargo Clearing Services, LLCMorgan Stanley$5009-09-2020
Robert Steven GoldenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-04-2020
Raymond Alarcio OloteoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-02-2020
Misagh Madani PourWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-01-2020
Jimin ChenWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.08-14-2020
Kenneth Patrick LombinoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-12-2020
Li HuangWells Fargo Clearing Services, LLCState Farm VP Management Corp.08-07-2020
Nora JashariWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-07-2020
Craig Eric IsaacsonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10007-31-2020
Joshua Adonaiy VillaltaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-31-2020
Wolfgang Johannes HawlischWells Fargo Clearing Services, LLCMorgan Stanley$8407-14-2020
John Holland RinggenbergWells Fargo Clearing Services, LLCMorgan Stanley06-26-2020
Chad Patrick JorgensenWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC06-26-2020
Gilberto Josue MaldonadoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-26-2020
Timothy Anthony ScottWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-25-2020
Joanne Teresa GordonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5006-24-2020
Albert Bonner WilliamsWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-24-2020
Briand KitchensWells Fargo Clearing Services, LLCLPL Financial LLC06-22-2020
Daniel Correa IIIWells Fargo Clearing Services, LLCMorgan Stanley$5006-18-2020
Don Persons WyseWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-12-2020
David TrentWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5006-12-2020
Michael Curtis MorrisonWells Fargo Clearing Services, LLCMorgan Stanley06-12-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.