Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Pierre IndartWells Fargo Clearing Services, LLCADP Broker-Dealer, Inc.08-07-2014
John W KellyWells Fargo Clearing Services, LLCAdvanced Equities, Inc.02-17-2009
Michael Anthony TringheseWells Fargo Clearing Services, LLCAllstate Financial Services, LLC$5002-05-2019
Stephen Eric WiedemannWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10008-31-2018
Julian Daniel DemallevilleWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.05-04-2018
Alexander Jonathan VoilsWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-18-2015
Dakota Dominic SunseriWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5001-22-2015
Gregory Marvene MorseWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$101-22-2015
Zelda K BensonWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10010-16-2014
Nicholas OzerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.10-21-2013
Shannon Tara RyanWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$110-21-2013
Brian Nathaniel FosterWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$1,00011-16-2012
Steven Mark LavorandoWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.11-17-2011
Terrence Michael MedleyWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$1,00011-08-2010
Travis Ryan TamWells Fargo Clearing Services, LLCAXA Advisors, LLC$10003-30-2016
Peter John SperosWells Fargo Clearing Services, LLCAXA Advisors, LLC02-19-2014
Alphonso Russell JohnsonWells Fargo Clearing Services, LLCAXA Advisors, LLC$2502-12-2014
Ryan Jason WatzmanWells Fargo Clearing Services, LLCAXA Advisors, LLC05-02-2013
Bradley W. NeringWells Fargo Clearing Services, LLCAXA Advisors, LLC10-01-2012
James Douglas Willson IIIWells Fargo Clearing Services, LLCAXA Distributors, LLC12-19-2011
Jarret E. ConklinWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5006-19-2009
Michael Kurt VeitWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-01-2009
George Lincoln BerryWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$5001-30-2018
Tammy Terri LauWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$2511-30-2017
Aaron Matthew JohnsonWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.07-11-2017
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Showing 1 to 25 of 1,147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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