Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron D SanorWells Fargo Clearing Services, LLCMorgan Stanley06-21-2019
Aaron Lee MedemaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC07-01-2010
Aaron Matthew JohnsonWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.07-11-2017
Aaron Moon-Young ChungWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2016
Aaron Scott ThatcherWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Adalberto PerazaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-19-2013
Adam Daniel GelcichWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$10001-14-2016
Adam Lawrence KochWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-26-2019
Adam Lawrence WeinstockWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC05-19-2016
Adam Michael SorokoWells Fargo Clearing Services, LLCMorgan Stanley05-18-2018
Adam R. BottWells Fargo Clearing Services, LLCEdward Jones$2510-21-2016
Adam Wesley LyonWells Fargo Clearing Services, LLCNorthern Trust Securities, Inc.02-09-2017
Addie ChanWells Fargo Clearing Services, LLCMorgan Stanley09-20-2013
Adrian ZuloagaWells Fargo Clearing Services, LLCLincoln Financial Advisors Corporation09-28-2017
Adrienne A RadakovicWells Fargo Clearing Services, LLCMorgan Stanley02-22-2013
Adrienne Y. LeeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Ai GohWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Aimee J. McKoneWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Alan Emmet MethenyWells Fargo Clearing Services, LLCMorgan Stanley$15005-18-2012
Alan Gregory ShapiroWells Fargo Clearing Services, LLCMorgan Stanley$10003-27-2015
Alan I-Jen ChenWells Fargo Clearing Services, LLCUnionBanc Investment Services, LLC05-05-2016
Alan J. Meyer Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-20-2011
Alan Jay GlickWells Fargo Clearing Services, LLCMorgan Stanley$5005-27-2014
Alan Michael WozniakWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-02-2009
Alan Nga-Lun LauWells Fargo Clearing Services, LLCWells Fargo Investments, LLC12-13-2010
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Showing 1 to 25 of 1,290 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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