Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Brett VasquezWells Fargo Clearing Services, LLCEquitable Advisors, LLC04-29-2020
Aaron D SanorWells Fargo Clearing Services, LLCMorgan Stanley06-21-2019
Aaron Matthew JohnsonWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.07-11-2017
Abel Macedo AraujoWells Fargo Clearing Services, LLCMorgan Stanley$2505-22-2020
Adalberto PerazaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-19-2013
Adam Lawrence KochWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC07-26-2019
Adam Lawrence WeinstockWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC05-19-2016
Adam Wesley LyonWells Fargo Clearing Services, LLCNorthern Trust Securities, Inc.02-09-2017
Addie ChanWells Fargo Clearing Services, LLCMorgan Stanley09-20-2013
Adena Maureen SmithWells Fargo Clearing Services, LLCMorgan Stanley02-15-2013
Adrian ZuloagaWells Fargo Clearing Services, LLCLincoln Financial Advisors Corporation09-28-2017
Adrienne A RadakovicWells Fargo Clearing Services, LLCMorgan Stanley02-22-2013
Alan Emmet MethenyWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-18-2012
Alan Glick and Charles GlickWells Fargo Clearing Services, LLCMorgan Stanley$24205-27-2014
Alan Gregory ShapiroWells Fargo Clearing Services, LLCMorgan Stanley$12603-27-2015
Alan I-Jen ChenWells Fargo Clearing Services, LLCUnionBanc Investment Services, LLC05-05-2016
Alan J Meyer JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$6601-20-2011
Alan Jay GlickWells Fargo Clearing Services, LLCMorgan Stanley$11505-27-2014
Alan Metheny David Clarke Gary LedbetterWells Fargo Clearing Services, LLCMorgan Stanley$24406-07-2012
Alan Michael WozniakWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00001-02-2009
Albert Bonner WilliamsWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-24-2020
Albert M AiadWells Fargo Clearing Services, LLCTransamerica Financial Advisors, Inc03-22-2017
Alberto SuarezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-11-2015
Alejandro BarriosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Alejandro Mendoza VelascoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2015
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Showing 1 to 25 of 980 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.