Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Lawrence KochWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-26-2019
James Hollis BrandtWells Fargo Clearing Services, LLCMorgan Stanley07-19-2019
Aaron D SanorWells Fargo Clearing Services, LLCMorgan Stanley06-21-2019
Garett James ColatruglioWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-12-2019
Bryan Gregory MolinarWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-05-2019
Tom Karoly FerencziWells Fargo Clearing Services, LLCUnionBanc Investment Services, LLC05-31-2019
Yuri KimWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.05-28-2019
John C CollinsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Peter UrrutiaWells Fargo Clearing Services, LLCPFS Investments Inc.05-06-2019
Ian Michael TreacherWells Fargo Clearing Services, LLCMorgan Stanley04-29-2019
Alejandro BarriosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Richard Lance PerryWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-31-2019
Robert Alan KinslowWells Fargo Clearing Services, LLCMorgan Stanley01-18-2019
Todd Brian NewellWells Fargo Clearing Services, LLCMorgan Stanley01-18-2019
Tianna Monique McElroyWells Fargo Clearing Services, LLCMorgan Stanley01-03-2019
Jesse Jason DenewethWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-02-2019
Erica Elizabeth HolritzWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.12-18-2018
Jason William BostianWells Fargo Clearing Services, LLCMorgan Stanley12-07-2018
Matthew James BiggieWells Fargo Clearing Services, LLCMorgan Stanley11-30-2018
Andrew Joseph CrowellWells Fargo Clearing Services, LLCVanguard Marketing Corporation11-26-2018
Valerie Cynthia KrebsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-09-2018
Victor H. AvilaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-08-2018
Linda PereiraWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2018
Timothy A PettyWells Fargo Clearing Services, LLCEdward Jones10-18-2018
Kelly Josephine RyanWells Fargo Clearing Services, LLCRoyal Alliance Associates, Inc.10-10-2018
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Showing 1 to 25 of 1,290 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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