Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Perris Clayton KaufmanWestern International Securities, Inc.J.P. Morgan Securities LLC04-16-2019
Ron M. AmirWestern International Securities, Inc.J.P. Morgan Securities LLC$15002-19-2019
Steven Barry SloanWestern International Securities, Inc.Penniall & Associates$102-15-2019
Kenneth David EversfieldWestern International Securities, Inc.D.A. Davidson & Co.$8701-11-2019
Noriko Hamaoka IkedaWestern International Securities, Inc.Raymond James Financial Services, Inc.12-19-2018
John Michael MateykoWestern International Securities, Inc.Northeast Securities, Inc.$5011-19-2018
Gerard Robert BettsWestern International Securities, Inc.Northeast Securities, Inc.11-18-2018
William John Mcbride Jr.Western International Securities, Inc.J.P. Morgan Securities LLC$5009-04-2018
Robert Israel KullyWestern International Securities, Inc.Axiom Capital Management, Inc.$104-16-2018
Andy Ravi GitipityaponWestern International Securities, Inc.Citigroup Global Markets Inc.$5004-06-2018
Gerald Charles RothWestern International Securities, Inc.Citigroup Global Markets Inc.$15004-06-2018
Glenn Alexander CrawfordWestern International Securities, Inc.Citigroup Global Markets Inc.$10004-06-2018
Kazuyo DeguchiWestern International Securities, Inc.LPL Financial LLC$101-31-2018
Gregory Paul HolmesWestern International Securities, Inc.Ameriprise Financial Services, Inc.$5012-04-2017
Philip Anthony AddingtonWestern International Securities, Inc.Lombard Securities Incorporated09-29-2017
Matthew Thomas StratmanWestern International Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2017
Stuart Myles GodinWestern International Securities, Inc.Financial West Group$12309-18-2017
Thomas Timothy ThompsonWestern International Securities, Inc.StormHarbour Securities LP08-14-2017
Kirk Robert MillerWestern International Securities, Inc.J.P. Morgan Securities LLC$15008-09-2017
Andrew MartzWestern International Securities, Inc.J.P. Morgan Securities LLC$5007-13-2017
Scott Alexander NewhouseWestern International Securities, Inc.First Allied Securities, Inc.06-14-2017
Yanjuan HuangWestern International Securities, Inc.UBS Financial Services Inc.05-12-2017
John Felix BodovitzWestern International Securities, Inc.Wells Fargo Clearing Services, LLC$15002-15-2017
Daniel DavidianWestern International Securities, Inc.J.P. Morgan Securities LLC01-31-2017
Rodolfo Ruiz Jr.Western International Securities, Inc.SagePoint Financial, Inc.11-09-2016
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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