Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Paul HolmesWestern International Securities, Inc.Ameriprise Financial Services, LLC$5012-04-2017
Nazeeh I ArankiWestern International Securities, Inc.Ameriprise Financial Services, LLC05-25-2012
Gabriel Patrick SwanWestern International Securities, Inc.Ameritas Investment Company, LLC10-20-2017
Sean M McGrathWestern International Securities, Inc.Banc of America Investment Services, Inc.$5002-20-2009
Arthur Brian ChalekianWestern International Securities, Inc.Berthel, Fisher & Company Financial Services, Inc.$4311-15-2011
Robert Freeman BrinkWestern International Securities, Inc.BFT Financial Group, LLC05-21-2009
Timothy Heath TannerWestern International Securities, Inc.Centaurus Financial, Inc.01-28-2015
Jacob WilliamsWestern International Securities, Inc.Charles Schwab & Co., Inc.03-22-2019
David Wayne KarinWestern International Securities, Inc.Chase Investment Services Corp.03-30-2012
Gerald Charles RothWestern International Securities, Inc.Citigroup Global Markets Inc.$15004-06-2018
Glenn Alexander CrawfordWestern International Securities, Inc.Citigroup Global Markets Inc.$10004-06-2018
Oswaldo Horacio RamosWestern International Securities, Inc.Citigroup Global Markets Inc.$5004-06-2018
Andy Ravi GitipityaponWestern International Securities, Inc.Citigroup Global Markets Inc.$5004-06-2018
Shomir MukherjeeWestern International Securities, Inc.Citigroup Global Markets Inc.$5002-23-2015
Sandi Y ChuiWestern International Securities, Inc.Citigroup Global Markets Inc.$5004-30-2013
Michael Joseph MarshallWestern International Securities, Inc.Citigroup Global Markets Inc.02-19-2010
Larry D BurtonWestern International Securities, Inc.Citigroup Global Markets Inc.$5012-11-2009
John B DarmanianWestern International Securities, Inc.Citigroup Global Markets Inc.09-11-2009
Lorraine C CrawfordWestern International Securities, Inc.City National Securities, Inc.08-09-2018
David Irving AnsonWestern International Securities, Inc.Crowell, Weedon & Co.07-16-2010
Walter Allan HuberWestern International Securities, Inc.D.A. Davidson & Co.$10001-11-2019
Kenneth David EversfieldWestern International Securities, Inc.D.A. Davidson & Co.$8701-11-2019
Thomas Alexander TurpinWestern International Securities, Inc.D.A. Davidson & Co.09-23-2011
Cheryl Ann Pedone-GwartneyWestern International Securities, Inc.Essex National Securities, LLC$2501-10-2014
Mark Warren LambWestern International Securities, Inc.Financial West Group09-21-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.