Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodolfo RuizWestern International Securities, Inc.SagePoint Financial, Inc.11-09-2016
William Robert HollandWestern International Securities, Inc.The Securities Center, Inc.12-13-2016
Fariba Zehtabian MadisonWestern International Securities, Inc.U.S. Bancorp Investments, Inc.$5011-16-2012
Jen Yung LeeWestern International Securities, Inc.U.S. Bancorp Investments, Inc.09-21-2012
Yanjuan HuangWestern International Securities, Inc.UBS Financial Services Inc.05-12-2017
Doron KochaviWestern International Securities, Inc.UBS Financial Services Inc.$10010-19-2015
Kevin Andrew AguileraWestern International Securities, Inc.UBS Financial Services Inc.09-07-2010
George Chris SinanisWestern International Securities, Inc.UnionBanc Investment Services, LLC01-08-2013
David GoldsteinWestern International Securities, Inc.United Advisors05-29-2015
John Felix BodovitzWestern International Securities, Inc.Wells Fargo Clearing Services, LLC$15002-15-2017
Karl Joseph DrillingWestern International Securities, Inc.Wells Fargo Clearing Services, LLC07-01-2016
Peter Fitch KeatingWestern International Securities, Inc.Wells Fargo Clearing Services, LLC$16703-22-2016
May Hongying MiaoWestern International Securities, Inc.Wells Fargo Clearing Services, LLC05-04-2015
Christopher John BrowningWestern International Securities, Inc.Wells Fargo Clearing Services, LLC05-12-2009
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Showing 126 to 139 of 139 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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