Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Top States

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kazuyo DeguchiWestern International Securities, Inc.LPL Financial LLC01-31-2018
Chiu-Ni WangWestern International Securities, Inc.LPL Financial LLC09-29-2015
James Morris WhitenerWestern International Securities, Inc.LPL Financial LLC$10001-10-2014
Patrick Thomas Bolger Jr.Western International Securities, Inc.LPL Financial LLC04-02-2013
Travis Jay HenryWestern International Securities, Inc.LPL Financial LLC$5011-21-2012
Paula Dorothy HazardWestern International Securities, Inc.LPL Financial LLC02-16-2012
Edward Dale SimpsonWestern International Securities, Inc.LPL Financial LLC$5002-03-2012
Alex Boyd MathisWestern International Securities, Inc.LPL Financial LLC11-15-2011

Showing 1 to 8 of 8 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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