Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darren Edward WatsonWoodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.$10008-29-2019
Kevin Michael ThelenWoodbury Financial Services, Inc.BeYou Financial$10008-21-2019
Donn Sandy LevineWoodbury Financial Services, Inc.Securian Financial Services, Inc.07-17-2019
Michael Gerard TateWoodbury Financial Services, Inc.Securian Financial Services, Inc.$50006-17-2019
Nikolai Matthew PapaWoodbury Financial Services, Inc.Securian Financial Services, Inc.06-14-2019
Harry BonnWoodbury Financial Services, Inc.Securian Financial Services, Inc.06-10-2019
Reid Austin WilliamsWoodbury Financial Services, Inc.Jack Keeter & Associates, Inc.05-07-2019
Michael Thomas PetersenWoodbury Financial Services, Inc.Questar Capital Corporation$25004-26-2019
Kevin Neil BerenzweigWoodbury Financial Services, Inc.Securities America, Inc.12-20-2018
Marlin Leo SmithWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.$10012-19-2018
Rebecca Jo DawsonWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.$10012-18-2018
Sagar K ParikhWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.$10012-18-2018
Robert William HerrmannWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.12-18-2018
Robert James MaguireWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.12-18-2018
Efrain Vasquez MorenoWoodbury Financial Services, Inc.Silber Bennett Financial, Inc.12-18-2018
Thomas Richard McHughWoodbury Financial Services, Inc.Foresters Equity Services, Inc.10-18-2018
Ara Alexander KachadourianWoodbury Financial Services, Inc.NPB Financial Group, LLC08-21-2018
Benjamin James BlumWoodbury Financial Services, Inc.Cetera Investment Management LLC$10007-12-2018
Eva Sue McLaneWoodbury Financial Services, Inc.Securities America, Inc.06-20-2018
Solomon Wei-En HuaWoodbury Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-22-2018
Andrew Gerard RosnerWoodbury Financial Services, Inc.Epstein and White Financial LLC05-03-2018
Karen Roberta MaciasWoodbury Financial Services, Inc.LPL Financial LLC03-14-2018
Betty Elizabeth AzmoonWoodbury Financial Services, Inc.Centaurus Financial, Inc.$50003-05-2018
James Tafel Feckner Jr.Woodbury Financial Services, Inc.MML Investors Services, LLC02-02-2018
Martin Aaron ShapiroWoodbury Financial Services, Inc.Securities America, Inc.$10011-29-2017
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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