Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Richard TjonWoodbury Financial Services, Inc.World Group Securities, Inc.01-16-2009
Anil GulatiWoodbury Financial Services, Inc.AXA Advisors, LLC06-29-2009
Arturo Aray Benin Jr.Woodbury Financial Services, Inc.U.S. Bancorp Investments, Inc.07-02-2009
Mark Alan WeberWoodbury Financial Services, Inc.LPL Financial LLC11-02-2009
Angela Z. BakerWoodbury Financial Services, Inc.Uvest Financial Services Group, Inc.03-10-2010
Karin De Maria AlvaradoWoodbury Financial Services, Inc.AXA Advisors, LLC04-05-2010
Stephen Paul LozanoWoodbury Financial Services, Inc.NYLIFE Securities LLC07-02-2010
Aaron Michael CooperbandWoodbury Financial Services, Inc.AXA Advisors, LLC07-22-2010
Damon Andrew PiersonWoodbury Financial Services, Inc.Level Four Advisory Services$2508-13-2010
Michael Alan CritchfieldWoodbury Financial Services, Inc.Edward Jones11-19-2010
Matthew Albert DigiacomoWoodbury Financial Services, Inc.Edward Jones05-06-2011
Tony Peter KrvaricWoodbury Financial Services, Inc.Commonwealth Financial Network$15001-13-2012
Griffin Woods BarashWoodbury Financial Services, Inc.UnionBanc Investment Services, LLC05-08-2012
Christian Eugene WhiteWoodbury Financial Services, Inc.Capital Guardian, LLC02-14-2013
Judy S. WongWoodbury Financial Services, Inc.Wells Fargo Clearing Services, LLC06-11-2013
Hardit Narayan ChaudharyWoodbury Financial Services, Inc.Waddell & Reed$5008-02-2013
Kevin James AppelbaumWoodbury Financial Services, Inc.LPL Financial LLC09-26-2013
William Ernest KenoyerWoodbury Financial Services, Inc.Securities America, Inc.11-12-2013
James Anthony SpinaWoodbury Financial Services, Inc.Gamble Jones Investment Counsel$1011-26-2013
Michael Anthony AllenWoodbury Financial Services, Inc.MML Investors Services, LLC01-02-2014
Thupten S. NamgyalWoodbury Financial Services, Inc.Foresters Financial Services, Inc.03-14-2014
Matthew Blair CostelloWoodbury Financial Services, Inc.NYLIFE Securities LLC04-17-2014
James Michael GordonWoodbury Financial Services, Inc.AXA Advisors, LLC04-24-2014
Christopher Frank Pontrelli Jr.Woodbury Financial Services, Inc.Transamerica Financial Advisors, Inc12-11-2014
Esteban MunozWoodbury Financial Services, Inc.Foresters Financial Services, Inc.04-10-2015
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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