Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Martin HickeyEmerson Equity LLCSelect Capital Corporation06-14-2019
Jeffrey Glen RushMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
Andrea Marie CrowellKearney-Burch Financial Services, Inc.KEARNEY-BURCH FINANCIAL SERVICES, INC.06-14-2019
Sarah GreenNorth Berkeley Wealth Management, LLCTransformative Wealth Management LLC06-14-2019
Wilbert DominguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-14-2019
Nikolai Matthew PapaWoodbury Financial Services, Inc.Securian Financial Services, Inc.06-14-2019
Christopher HartRaymond James Financial Services, Inc.Thrivent Investment Management Inc.06-14-2019
Michael Robert PetersonEdward JonesWaddell & Reed06-14-2019
Gladys ElevadoStratos Wealth Partners, LtdLPL Financial LLC06-14-2019
Daniel Clyde GoldieBuckingham Strategic Wealth, LLCDAN GOLDIE FINANCIAL SERVICES LLC06-13-2019
Dirk Gavin GilliardBuckingham Strategic Wealth, LLCDAN GOLDIE FINANCIAL SERVICES LLC06-13-2019
Mark Jason McmahonResility Financial, Inc.RESILITY FINANCIAL, INC.06-13-2019
Pablo R King OrtizNYLIFE Securities LLCU.S. Bancorp Investments, Inc.$2506-13-2019
Richard Lee BassettTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.06-13-2019
Timothy Liam DevlinLifePro Asset ManagementPruco Securities, LLC.06-13-2019
Frank J ColatruglioWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-12-2019
Elias Moses HakimianCrystal Cove Asset ManagementLPL Financial LLC06-12-2019
Kendra Lorraine KearneyMutual of Omaha Investor Services, Inc.UnionBanc Investment Services, LLC06-12-2019
Desiree WodickerMorgan StanleyAmeriprise Financial Services, LLC06-12-2019
Garett James ColatruglioWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-12-2019
Eric LiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC06-12-2019
Kristina Joy Constantino BudnikJackson Square Capital, LLCJ.P. Morgan Securities LLC06-12-2019
Patrick ODonnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2019
Byron Ely VallesFidelity Brokerage Services LLCFirst Republic Securities Company, LLC06-12-2019
Maria Zuleima Martinez-ZepedaPFS Investments Inc.Wells Fargo Clearing Services, LLC06-12-2019
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Showing 1 to 25 of 1,677 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.