Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Magnum Fredrick DrewHD Vest Investment Services1st Global Capital Corp.02-27-2019
Philip Jesus HerreraHD Vest Investment Services1st Global Capital Corp.$110-18-2018
Harold Anthony MorinAmeriprise Financial Services, Inc.1st Global Capital Corp.10-03-2018
Scott Steven BrownRoyal Alliance Associates, Inc.1st Global Capital Corp.$5009-21-2018
Hanna Christel FleckAmeritas Investment Corp.20/20 Capital Management, Inc$1009-17-2018
Daven Samamittran SharmaNaylor & CompanyAbundance Advisers08-25-2018
Matthew Naniola PavichChalice Capital Partners, LLCAccelerated Capital Group$1008-11-2018
Scott Martin StephanDFPG Investments, Inc.Allegis Investment Services, LLC02-28-2019
Alec Bruce AbbottDFPG Investments, Inc.Allegis Investment Services, LLC$2502-28-2019
Jason Morgan PerkinsDFPG Investments, Inc.Allegis Investment Services, LLC$4402-28-2019
Scott Craig BurackDFPG Investments, Inc.Allegis Investment Services, LLC$2502-28-2019
Michael Anthony TringheseWells Fargo Clearing Services, LLCAllstate Financial Services, LLC$5002-05-2019
Joshua Joseph WeygandtLPL Financial LLCAllstate Financial Services, LLC11-02-2018
Susiani Djauhari TanFarmers Financial Solutions, LLCAllstate Financial Services, LLC07-25-2018
Gregory James SabalaJ.P. Morgan Securities LLCAmerican Financial Network Advisory Services, LLC06-05-2019
Rohit Jiledar SinghHexeum CapitalAmerican Financial Network Advisory Services, LLC10-23-2018
Sandra Aida LassNYLIFE Securities LLCAmerican Funds Distributors, Inc.07-03-2018
John Daniel QuinnLPL Financial LLCAmeriprise Financial Services, Inc.05-10-2019
Jennifer B. MatthewsMcNaughton Wealth Management, LLCAmeriprise Financial Services, Inc.04-10-2019
Antonio Rafael RosadoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.$1003-14-2019
Steven W LundquistCentaurus Financial, Inc.Ameriprise Financial Services, Inc.$612-19-2018
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-14-2018
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$111-21-2018
Khoi Duy NguyenWata Capital LLCAmeriprise Financial Services, Inc.11-01-2018
Mark John TaylorCetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-01-2018
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Showing 1 to 25 of 731 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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