Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karl Patrik Orlowski1st Global Capital Corp.Triad Advisors LLC04-30-2019
Mark Stephen SauerAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Christian Fernando CarreonAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Michael KhouryAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-17-2018
Seok Woo LeeAllstate Financial Services, LLCNYLIFE Securities LLC09-18-2018
Fernando Garcia MoralesAllstate Financial Services, LLCW&S Brokerage Services, Inc.07-02-2018
Norberto Hurtado RuizAllstate Financial Services, LLCCetera Advisor Networks LLC$106-20-2018
Timothy Calvin LeeAmerican Independent Securities Group, LLCKMS Financial Services, Inc.$2208-20-2018
Laurens Rhinelander, Simon Lewis, Christopher CohnAmeriprise FinancialWells Fargo Advisors$34608-31-2018
John Burg, Tamara ColonAmeriprise FinancialWells Fargo Clearing Services$16107-20-2018
Russell A DoyleAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2504-12-2019
Jason Dean SandsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-15-2019
Stephen James RohdeAmeriprise Financial Services, Inc.Hilltop Securities Inc.$1003-08-2019
Muhammad Rehmatullah WahdyAmeriprise Financial Services, Inc.Wahdy Capital02-28-2019
Chris Richard LeonhardAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5001-18-2019
Grant Walter OstapeckAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-18-2019
Chiu Fong WuAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00011-30-2018
Stacie Lynn LeakeAmeriprise Financial Services, Inc.Financial Advocates Investment Management10-26-2018
Brooks Dodson CrisseyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$110-12-2018
Daniel Goodman RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Michael Morris RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Harold Anthony MorinAmeriprise Financial Services, Inc.1st Global Capital Corp.10-03-2018
Christopher Blake CohnAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-31-2018
Laurens Hamilton Rhinelander IIIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-31-2018
Simon David LewisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-31-2018
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Showing 1 to 25 of 731 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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