Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Russell Roberson1919 Investment Counsel, LLCRand & Associates10-03-2018
Lawrence V Zartarian1919 Investment Counsel, LLCRand & Associates10-03-2018
Erika De La Rosa Hennessey1919 Investment Counsel, LLCRAND & ASSOCIATES10-03-2018
Andrew Jerome Rand1919 Investment Counsel, LLCRand & Associates10-02-2018
Karl Patrik Orlowski1st Global Capital Corp.Triad Advisors LLC04-30-2019
Marcos Hugo Lira360Dividends360Dividends01-29-2019
Lauren Taylor BoyesAbacus Wealth PartnersRaymond James Financial Services, Inc.08-30-2018
Sonish Mahendra PatelAdvicePeriod, LLCCambridge Investment Research, Inc.03-05-2019
Jacqueline Marie LewisAdvicePeriod, LLCWells Fargo Clearing Services, LLC02-08-2019
Jesse T. PorterAdvicePeriod, LLCAXA Advisors, LLC02-08-2019
Alan Mitchell GelbAdvicePeriod, LLCWESCAP Group10-31-2018
Joseph Henrie Mccann IIIAdvisory Group Equity Services Ltd.Sword Securities LLC05-15-2019
Anthony Christopher RossiAE Wealth Management, LLCPark Avenue Securities LLC04-03-2019
John Stephen McKeanAE Wealth Management, LLCLegacy Road LLC04-02-2019
Brett Eric GottliebAE Wealth Management, LLCLegacy Road LLC03-27-2019
Kipp Collett CrewAE Wealth Management, LLCHorter Investment Management, LLC10-31-2018
Charles RagoneseAE Wealth Management, LLCGlobal Financial Private Capital, Inc.10-03-2018
Marie Elizabeth ThomassonAequitas Wealth Management, LLCModern Assets, LLC08-01-2018
Eric Alan JacobyAFC Wealth ManagementKestra Advisory Services, LLC06-29-2018
Nicholas Tyler ScottAlamo CapitalEdward Jones09-06-2018
Jonathan Robert MoffatAligned AdvisorsAligned Advisors03-15-2019
Mark Stephen SauerAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Christian Fernando CarreonAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Matthew Thomas OelschlagerAllstate Financial Services, LLCEquity Services, Inc.06-07-2019
Donald Craig RogersAllstate Financial Services, LLCOneAmerica Securities, Inc.05-14-2019
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Showing 1 to 25 of 2,187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.