Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alina G LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-18-2018
Giuseppe Francesco ViscontiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-18-2018
Kimberly Ann CarsonSCF Securities, Inc.Ameriprise Financial Services, Inc.06-18-2018
Aaron William CohenCalton & Associates, Inc.INTEGRATED TRADING AND INVESTMENTS, INC.06-19-2018
Edson ArroyoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC06-19-2018
Matthew Allen LamontBlue Oaks Investment AdvisersParkland Securities, LLC06-19-2018
Russell Owen CliffordClifford Financial Planning, Inc.Cambridge Investment Research, Inc.06-19-2018
Ryan Michael BurgessBlue Oaks Investment AdvisersParkland Securities, LLC06-19-2018
Shawn T HuynhCitigroup Global Markets Inc.UnionBanc Investment Services, LLC06-19-2018
Stephen Ambrose AlongeCalton & Associates, Inc.Integrated Trading and Investments, Inc.06-19-2018
Eva Sue MclaneWoodbury Financial Services, Inc.Securities America, Inc.06-20-2018
Norberto Hurtado RuizAllstate Financial Services, LLCCetera Advisor Networks LLC$106-20-2018
Roy Arcadio ManriquezPerigon Wealth Management, LLCMorgan Stanley06-20-2018
Tan Minh PhanTan Wealth ManagementPruco Securities, LLC.06-20-2018
David Anthony BeachStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-21-2018
Gabriel Yeotzin GutierrezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-21-2018
Katelyn Nicolette MesaRaymond James Financial Services, Inc.Edward Jones06-21-2018
Howard Joseph AshlockStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$19606-22-2018
Mark Lewis LipsonML2 Wealth AdvisorsCamden Financial Services06-22-2018
Mitchell Arlin SatzAmeriprise Financial Services, Inc.EK Riley Investments, LLC06-22-2018
David BeachStifel Nicolaus & Co.Wells Fargo Advisors$16806-25-2018
Howard Ashlock, Ashlee AshlockStifel Nicolaus & Co.Bank of America Merrill Lynch$16006-25-2018
Larry MaddoxStifel Nicolaus & Co.Wells Fargo Advisors$4806-25-2018
David Louis Annanders IIWaddell & ReedCitigroup Global Markets Inc.06-25-2018
Edward Eugene VelaSummit Brokerage Services, Inc.J.P. Morgan Securities LLC$1206-25-2018
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Showing 1 to 25 of 731 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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