Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Del Del BrownPartnervest Advisory Services LLCWells Fargo Clearing Services, LLC10-15-2018
Aaron Lynn IveyVoya Financial Advisors, Inc.Pruco Securities, LLC.$109-04-2018
Aaron Thomas LeoneBaker Street Asset Management, LLCRaymond James Financial Services, Inc.12-13-2018
Aaron William CohenCalton & Associates, Inc.INTEGRATED TRADING AND INVESTMENTS, INC.06-19-2018
Aaron William JohnsonBridger Financial Services, LLCCUNA Brokerage Services, Inc.09-19-2018
Abraham Ramos BustamanteUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC09-19-2018
Adam Ilung KimAXA Advisors, LLCCambridge Investment Research, Inc.$107-31-2018
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC$102-01-2019
Adam Seth KreutnerRBC Capital Markets, LLCUBS Financial Services Inc.08-16-2018
Alec Bruce AbbottDFPG Investments, Inc.Allegis Investment Services, LLC$2502-28-2019
Alejandro BarriosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Alexander Masaru KimuraMutual Securities, Inc.Cetera Advisor Networks LLC$106-29-2018
Alexandra Ann SilicCetera Advisor Networks LLCDunham & Associates Investment Counsel, Inc.08-16-2018
Ali MoallemU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-30-2018
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
Alina G LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-18-2018
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Alisteir Shane RossHe'e Nalu Investing, Inc.LPL Financial LLC08-31-2018
Amado Quiroz Rivera Jr.Morgan StanleyWaddell & Reed$9807-01-2018
Amar N. ShahClient First Capital, LLCUSAA Investment Management Company04-08-2019
Amir Mansour MossanenSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC09-19-2018
Amy Nuttall ZwaanRaymond James Financial Services, Inc.The Wealth Consulting Group$10011-29-2018
Andrew DavisWealthSource Partners, LLCSteel Peak Wealth Management, LLC07-16-2018
Andrew Antonio OdishU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-13-2018
Andrew Charles WheelerRoush Investment GroupWells Fargo Clearing Services, LLC07-31-2018
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Showing 1 to 25 of 731 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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